Justin T. Muscolino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Taylor Muscolino, who also goes by Justin Muscolino, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1996. Justin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - October 19, 2017
MACQUARIE CAPITAL (USA) INC.
November 2, 2011 - August 4, 2014
J.P. MORGAN SECURITIES LLC
July 3, 2006 - February 3, 2011
UBS SECURITIES LLC
March 17, 2003 - October 1, 2004
QUICK & REILLY, INC.
May 22, 2002 - November 11, 2003
DELTA ASSET MANAGEMENT COMPANY, LLC
October 11, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 11, 1999 - May 24, 2000
EQUITABLE ADVISORS, LLC
April 1, 1999 - September 8, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
February 14, 1998 - October 28, 1998
UBS FINANCIAL SERVICES INC.
July 23, 1996 - January 20, 1998
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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