CW
Christian D. Wall
CANTOR FITZGERALD & CO.
New York, NY 10022
Some features on this profile are disabled
CRD#: 2751397
CW
Professional summary
Christian Douglas Wall is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and CF SECURED, LLC located in New York, New York.
Christian is registered as a RR (Registered Representative) and started their career in finance in 1999. Christian has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christian Douglas Wall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2017 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022Office #2: 6410 Poplar Avenue Suite 700, Memphis, TN 38119BD
CRD#: 134
New York, NY
Current
August 23, 2024 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022BD
CRD#: 285841
New York, NY
Past
July 16, 2010 - December 21, 2017
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 5, 2009 - April 30, 2010
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
October 23, 2006 - August 7, 2009
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
May 1, 2002 - September 13, 2006
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
February 9, 1999 - May 2, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/6/2018)
RR
Alaska(9/6/2018)
RR
Arizona(9/6/2018)
RR
Arkansas(9/6/2018)
RR
California(9/6/2018)
RR
Colorado(9/6/2018)
RR
Connecticut(9/6/2018)
RR
Delaware(9/6/2018)
RR
District of Columbia(9/6/2018)
RR
Florida(9/6/2018)
RR
Georgia(9/6/2018)
RR
Hawaii(9/6/2018)
RR
Idaho(9/6/2018)
RR
Illinois(9/6/2018)
RR
Indiana(9/6/2018)
RR
Iowa(9/6/2018)
RR
Kansas(9/6/2018)
RR
Kentucky(9/6/2018)
RR
Louisiana(9/6/2018)
RR
Maine(9/6/2018)
RR
Maryland(9/6/2018)
RR
Massachusetts(9/6/2018)
RR
Michigan(9/6/2018)
RR
Minnesota(9/6/2018)
RR
Mississippi(9/6/2018)
RR
Missouri(9/6/2018)
RR
Montana(9/6/2018)
RR
Nebraska(9/6/2018)
RR
Nevada(9/6/2018)
RR
New Hampshire(9/6/2018)
RR
New Jersey(9/6/2018)
RR
New Mexico(9/6/2018)
RR
New York(12/18/2017)
RR
North Carolina(9/7/2018)
RR
North Dakota(9/6/2018)
RR
Ohio(9/6/2018)
RR
Oklahoma(9/6/2018)
RR
Oregon(9/6/2018)
RR
Pennsylvania(9/6/2018)
RR
Puerto Rico(9/6/2018)
RR
Rhode Island(9/6/2018)
RR
South Carolina(9/6/2018)
RR
South Dakota(9/6/2018)
RR
Tennessee(9/6/2018)
RR
Texas(9/6/2018)
RR
Utah(9/6/2018)
RR
Vermont(9/6/2018)
RR
Virginia(9/6/2018)
RR
Washington(9/6/2018)
RR
West Virginia(9/6/2018)
RR
Wisconsin(9/6/2018)
RR
Wyoming(9/6/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CS
CF SECURED, LLC
CANTOR FITZGERALD SECURED, LLC | CF SECURED, LLC | CANTOR PRIME SERVICES
CRD#: 285841 / SEC#: , 8-69863
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY 10022
Phone number
(212) 915-1000
Established
Delaware since 09/16/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
