Kevin J. Hughes

AMERICAN WEALTH ADMINISTRATION GROUP LLC

Glen Cove, NY 11542

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CRD#: 2751010

Professional summary

Kevin John Hughes is a registered financial advisor currently at AMERICAN WEALTH ADMINISTRATION GROUP LLC located in Glen Cove, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kevin has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) American Wealth Administration Group, LLC. RIA. Investment related. 950 Jericho Turnpike, Suite 200, Westbury, NY. Chairman, CEO. 02/2016. 250 Hrs/Mo. Recruiting, Administration, Operations, Risk Control and Training. 2) SIFMA Stock Market Fame and Related Volunteer Programs-Investment related-SIFMA Foundation-120 Broadway, 36th Floor, NY, NY 10271-Educational trad association for Public-Volunteer-5/2016-6 hrs/mth-5 during trading hrs-Volunteers for SIFMA public educational programs sponsored by industry. 3) Butterfield Library/Westminster Institute Trustee. Not Investment Related. 3435 US-5, Westminster, VT 05158. Non Profit/Administrative. Trustee. 09/2016. 2 Hrs/Mo; 0 During Trading Hours. Oversee and Advise on Preservation and Maintenance of Building, Library, and use of Grounds. 4) Westminster Development Review Board. Not Investment Related. US Route 5, PO Box 147, Westminster, VT 05158. Municipal Government. Board Member. 10/2016. 2 Hrs/Mo; 0 During Trading Hours. Review and Consider Applications on Real Estate Proposals for Town of Westminster Vermont as it Relates to Westminster Interim Zoning Bylaws.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2016 - Present

AMERICAN WEALTH ADMINISTRATION GROUP LLC

Office #1: 50 Glen Cove Road Suite 101, Glen Cove, NY 11542

RIA

CRD#: 282683

Glen Cove, NY

Past

March 3, 2016 - June 16, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Glen Cove, NY

Past

January 15, 2014 - February 23, 2016

UNITED ADVISORS

RIA

CRD#: 133668

Westminster, VT

Past

January 15, 2014 - February 22, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

Great Neck, NY

Past

June 18, 2013 - January 23, 2014

MORGAN STANLEY

RIA

CRD#: 149777

GREAT NECK, NY

Past

September 21, 2010 - June 10, 2013

MORGAN STANLEY

RIA

CRD#: 149777

GREAT NECK, NY

Past

June 1, 2009 - January 23, 2014

MORGAN STANLEY

CRD#: 149777

GREAT NECK, NY

Past

September 7, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

JERICHO, NY

Past

June 24, 1998 - September 8, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 29, 1996 - June 25, 1998

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN WEALTH ADMINISTRATION GROUP LLC

AMERICAN WEALTH | AMERICAN WEALTH ADMINISTRATION GROUP LLC

CRD#: 282683 / SEC#: 801-107222

RIA

Registered Investment Advisory firm - (2/10/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/13/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/31/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 3/11/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/28/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/17/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/5/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

AMERICAN WEALTH ADMINISTRATION GROUP LLC

AMERICAN WEALTH | AMERICAN WEALTH ADMINISTRATION GROUP LLC

CRD#: 282683 / SEC#: 801-107222

RIA

Registered Investment Advisory firm - (2/10/2016 Approved)

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Contact information

Main Address

50 Glen Cove Road Suite 101, Glen Cove, NY 11542

Mailing Address

Phone number

(516) 833-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWAG DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 46,686,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin J. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UNITED ADVISORS

SECURITIES AMERICA, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

GKN SECURITIES CORP.

Primary Firm SEC Registration

AMERICAN WEALTH ADMINISTRATION GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/1996

SIE

Date: 6/16/2017

Series 3

Date: 12/31/2008

Series 31

Date: 3/11/2002

Series 7

Date: 5/28/1996

Series 9

Date: 5/17/2004

Series 10

Date: 4/5/2004

Current Firm

AMERICAN WEALTH ADMINISTRATION GROUP LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN WEALTH ADMINISTRATION GROUP LLC

TRUST BUT VERIFY

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