MM
Matthew J. Morris
MARKETAXESS
New York, NY 10001
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CRD#: 2750931
MM
Professional summary
Matthew John Morris is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew John Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2019 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001BD
CRD#: 44542
New York, NY
Past
February 8, 1999 - April 12, 2019
FIRST BROKERS SECURITIES LLC
BD
CRD#: 27369
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2023)
RR
Alaska(12/11/2023)
RR
Arizona(12/11/2023)
RR
Arkansas(12/11/2023)
RR
California(12/11/2023)
RR
Colorado(12/11/2023)
RR
Connecticut(12/11/2023)
RR
Delaware(12/11/2023)
RR
District of Columbia(12/11/2023)
RR
Florida(12/11/2023)
RR
Georgia(12/11/2023)
RR
Hawaii(12/11/2023)
RR
Idaho(12/11/2023)
RR
Illinois(12/11/2023)
RR
Indiana(12/11/2023)
RR
Iowa(12/11/2023)
RR
Kansas(12/11/2023)
RR
Kentucky(12/11/2023)
RR
Louisiana(12/11/2023)
RR
Maine(5/30/2025)
RR
Maryland(12/11/2023)
RR
Massachusetts(12/11/2023)
RR
Michigan(12/11/2023)
RR
Minnesota(12/11/2023)
RR
Mississippi(12/11/2023)
RR
Missouri(12/11/2023)
RR
Montana(12/11/2023)
RR
Nebraska(12/11/2023)
RR
Nevada(12/11/2023)
RR
New Jersey(12/11/2023)
RR
New Mexico(12/11/2023)
RR
New York(4/30/2019)
RR
North Carolina(12/11/2023)
RR
North Dakota(12/11/2023)
RR
Ohio(12/11/2023)
RR
Oklahoma(12/11/2023)
RR
Oregon(12/11/2023)
RR
Pennsylvania(12/11/2023)
RR
Rhode Island(12/11/2023)
RR
South Carolina(12/11/2023)
RR
South Dakota(12/11/2023)
RR
Tennessee(12/11/2023)
RR
Texas(12/11/2023)
RR
Utah(12/11/2023)
RR
Virgin Islands(12/11/2023)
RR
Virginia(12/11/2023)
RR
Washington(12/11/2023)
RR
West Virginia(12/11/2023)
RR
Wisconsin(12/11/2023)
RR
Wyoming(12/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB
CRD#: 44542 / SEC#: , 8-50727
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Phone number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
