BS
Bernard A. Surovsky
MEASURED RISK PORTFOLIOS
San Diego, CA 92121
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CRD#: 2750659
BS
Professional summary
Bernard Aaron Surovsky is a registered financial advisor currently at MEASURED RISK PORTFOLIOS located in San Diego, California.
Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bernard has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) OWNER OF "CRP LAND" IN LOGAN NEW MEXICO, RAW LAND SINCE 2001. NON INVESTMENT RELATED. APPROXIMATLEY 1% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) 50% OWNER/PRESIDENT AND CA INSURANCE AGENT THROUGH "MEASURED RISK PORTFOLIOS, INC." (DBA "KINGSROAD FINANCIAL & INSURANCE SERVICES") LICENSED TO SELL LIFE AND ACCIDENT & HEALTH SINCE 07/1986, NON-INVESTMENT RELATED, TIME SPENT VARIES BUT IS GENERALLY LESS THAN 1% OF TIME SPENT, BUSINESS CONDUCTED FROM OFFICE ADDRESS OF RECORD. (3) ONCE A MONTH, LLC - LLC MEMBER SINCE 09/2021 - RESIDENTIAL RENTAL PROPERTY - 5230 CARROLL CANYON RD, SUITE 224, SAN DIEGO, CA 92121 - CORP AND FINANCIAL MANAGEMENT OF RENTAL INCOME PROPERTY - NON INVESTMENT RELATED - 5 HRS/MO. NOT DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Aaron Surovsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2012 - Present
MEASURED RISK PORTFOLIOS
Office #1: 5230 Carroll Canyon Road Suite 224, San Diego, CA 92121RIA
CRD#: 141422
San Diego, CA
Past
February 1, 2007 - September 15, 2017
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SAN DIEGO, CA
Past
February 1, 2007 - September 15, 2017
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SAN DIEGO, CA
Past
July 8, 1997 - January 22, 2007
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SAN DIEGO, CA
Past
June 25, 1996 - January 22, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MEASURED RISK PORTFOLIOS
KINGSROAD FINANCIAL & INSURANCE SERVICES | MEASURED RISK PORTFOLIOS, INC. | MEASURED RISK PORTFOLIOS | KINGSROAD FINANCIAL INSURANCE SERVICES, INC.
CRD#: 141422 / SEC#: 801-80124
RIA
Registered Investment Advisory firm - (8/14/2014 Approved)California
Registered Investment Advisory firm - (10/3/2014 Terminated)Louisiana
Registered Investment Advisory firm - (9/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/18/2014)
IAR
California(7/25/2012)
IAR
Texas(8/19/2014)
IAR
Washington(8/18/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MR
MEASURED RISK PORTFOLIOS
KINGSROAD FINANCIAL & INSURANCE SERVICES | MEASURED RISK PORTFOLIOS, INC. | MEASURED RISK PORTFOLIOS | KINGSROAD FINANCIAL INSURANCE SERVICES, INC.
CRD#: 141422 / SEC#: 801-80124
RIA
Registered Investment Advisory firm - (8/14/2014 Approved)California
Registered Investment Advisory firm - (10/3/2014 Terminated)Louisiana
Registered Investment Advisory firm - (9/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5230 Carroll Canyon Road #224, San Diego, CA 92121
Mailing Address
Phone number
(858) 935-1125
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,456 |
| AUM (Assets Under Management) | $ 399,968,279 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
