Josephine V. Romano
Professional summary
Josephine Vita Romano, who also goes by Josephine VIta Ortgiesen, Pina V Ortgiesen, Pina Ortgiesen, Josephine V Romano, Josephine V. Romano, Josephine Romano, Pina V Romano, Pina Romano, is a registered financial professional currently at MORGAN STANLEY DISTRIBUTION, INC. located in West Conshohocken, Pennsylvania.
Josephine is registered as a RR (Registered Representative) and started their career in finance in 1996. Josephine has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Josephine Vita Romano's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2018 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 100 Front Street Suite 400, West Conshohocken, PA 19428December 19, 2006 - February 10, 2017
MORGAN STANLEY DISTRIBUTION, INC.
July 19, 2006 - January 31, 2007
MORGAN STANLEY DW INC.
July 17, 1996 - September 21, 2005
FORESIDE FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2018)
Exams
FINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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