Avraham I. Ziv

DORADO WEALTH MANAGEMENT LLC

New York, NY

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CRD#: 2749711

Professional summary

Avraham Isaac Ziv, who also goes by Avi Isaac Ziv, Avraham Ziv, is a registered financial advisor currently at DORADO WEALTH MANAGEMENT LLC located in New York, New York and LPL FINANCIAL LLC located in Massapequa, New York.

Avraham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Avraham has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Avi Isaac Ziv | Avraham Ziv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 06/2025 - Dorado Wealth Management LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/01/2006 - 10 hours per month/ 5 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avraham Isaac Ziv's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2021 - Present

DORADO WEALTH MANAGEMENT LLC

RIA

CRD#: 314965

New York, NY

Current

June 5, 2025 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

MASSAPEQUA, NY

Past

June 5, 2025 - October 23, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

January 5, 2022 - June 5, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Massapequa, NY

Past

November 16, 2018 - December 31, 2021

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Massapequa, NY

Past

November 16, 2018 - June 5, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Massapequa, NY

Past

November 2, 2007 - December 11, 2018

NORTHEAST ASSET MANAGEMENT LLC

RIA

CRD#: 117567

MITCHEL FIELD, NY

Past

October 11, 2001 - December 31, 2018

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHEL FIELD, NY

Past

June 1, 1999 - October 19, 2001

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

January 22, 1998 - June 1, 1999

STUART, COLEMAN & CO., INC.

CRD#: 8642

NEW YORK, NY

Past

January 29, 1997 - January 28, 1998

HAMPSHIRE SECURITIES CORPORATION

CRD#: 19725

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DORADO WEALTH MANAGEMENT LLC

CRD#: 314965 / SEC#: 801-126902

RIA

Registered Investment Advisory firm - (11/17/2022 Approved)

New York

Registered Investment Advisory firm - (12/31/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/5/2025)

Hawaii
(6/5/2025)

IAR

New York
(7/23/2021)

New York
(6/5/2025)

IAR

Texas
(7/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DORADO WEALTH MANAGEMENT LLC

CRD#: 314965 / SEC#: 801-126902

RIA

Registered Investment Advisory firm - (11/17/2022 Approved)

New York

Registered Investment Advisory firm - (12/31/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

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Contact information

Main Address

Port Washington, NY

Mailing Address

Phone number

(516) 695-6114

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (6/17/2025)

PART 2A FIRM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 160,879,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Avraham I. Ziv

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avraham Isaac Ziv's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

NORTHEAST ASSET MANAGEMENT LLC

NORTHEAST SECURITIES, LLC

HAPOALIM SECURITIES USA, INC.

STUART, COLEMAN & CO., INC.

HAMPSHIRE SECURITIES CORPORATION

Primary Firm SEC Registration

DORADO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2007

Series 63

Date: 8/27/1996

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1996

Series 24

Date: 11/11/2000

FINRA

Current Firm

DORADO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DORADO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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