Douglas S. Crossman
Professional summary
Douglas S Crossman, who also goes by Doug Crossman, Douglas S. Crossman, Douglas Scott Crossman, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1998. Douglas has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas S Crossman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2008 - Present
CION SECURITIES, LLC
Office #1: 100 Park Avenue 25th Floor, New York, NY 10017Office #2: 100 Park Avenue 25th Floor, New York, NY 10017October 10, 2006 - April 23, 2007
W. H. REAVES & CO., INC.
December 19, 2005 - June 21, 2006
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - June 21, 2006
FRANKLIN DISTRIBUTORS, LLC
March 25, 2002 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
March 25, 2002 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
July 27, 1999 - January 23, 2002
PARK AVENUE SECURITIES LLC
July 31, 1998 - November 23, 1998
PERSHING LLC
February 9, 1998 - June 22, 1998
NYLIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 7/17/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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