Scott C. Brady

MAINSTAY CAPITAL MANAGEMENT

Grand Blanc, MI 48439

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CRD#: 2748773

Professional summary

Scott Christopher Brady, CFP®, who also goes by Scott Brady, is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Scott has worked at 12 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Brady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Apogee Insurance Services, LLC / Not investment related / 21800 Haggerty Rd, Ste 102, Northville, MI 48167 / Insurance sales / Insurance Agent / Start date 03/2016 / 80 hours per month devoted to this business / 20 hours per month during trading hours / Independent Insurance Agent selling insurance products 2) Financial Educators Network, d/b/a Apogee Wealth Academy, a 501(c)(3) non-profit / Not Investment Related / 21800 Haggerty Rd, Ste 102, Northville, MI 48167 / Financial Education / Educator / Board Member / Start date Mar 2024 / 15 hours per month devoted to this business / 0 hours per month during trading hours / Lead Educator providing educational content and live educational events on general financial topics, which are aimed at providing practical financial education on many topics.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

July 20, 2025 - Present

MAINSTAY CAPITAL MANAGEMENT, LLC

Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

RIA

CRD#: 109528

Grand Blanc, MI

Past

April 3, 2024 - November 26, 2024

APOGEE WEALTH MANAGEMENT

RIA

CRD#: 328392

CLARKSTON, MI

Past

March 1, 2022 - December 7, 2022

PEACE OF MIND WEALTH MANAGEMENT

RIA

CRD#: 317455

Clarkston, MI

Past

May 20, 2019 - March 9, 2022

CG ADVISORY SERVICES

RIA

CRD#: 110929

Lathrup Village, MI

Past

May 18, 2015 - September 22, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

CLARKSTON, MI

Past

September 24, 2010 - January 2, 2018

CG ADVISORY SERVICES

RIA

CRD#: 110929

TROY, MI

Past

January 22, 2010 - May 18, 2015

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TROY, MI

Past

February 20, 2009 - May 18, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

TROY, MI

Past

May 16, 2007 - February 17, 2009

OSAIC WEALTH, INC.

CRD#: 23131

TROY, MI

Past

October 20, 2006 - May 9, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

October 2, 2003 - October 20, 2006

SIGMA FINANCIAL CORPORATION

CRD#: 14303

CLARKSTON, MI

Past

November 19, 1997 - October 9, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 11, 1996 - November 13, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 11, 1996 - November 13, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/7/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/10/1996

General Securities Representative Examination

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

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Contact information

Main Address

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

Mailing Address

P.o. Box 487, Grand Blanc, MI 48480

Phone number

(866) 444-6246

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (7/23/2025)

Regulatory assets under management

Total Number of Accounts	3,455
AUM (Assets Under Management)	$ 4,663,966,411

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
10/23/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

APOGEE WEALTH MANAGEMENT

PEACE OF MIND WEALTH MANAGEMENT

CG ADVISORY SERVICES

WFG INVESTMENTS, INC.

CG ADVISORY SERVICES

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC WEALTH, INC.

QUESTAR CAPITAL CORPORATION

SIGMA FINANCIAL CORPORATION

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MAINSTAY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1996

SIE

Date: 9/22/2017

Series 31

Date: 4/7/1998

Series 7

Date: 6/10/1996

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAINSTAY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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