Jo-ann A. Holden

STRATEGIC ADVISERS LLC

OLD GREENWICH, CT

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CRD#: 2748384

Professional summary

Jo-ann Adams Holden, who also goes by Joann Adams Holden, Jody Adams Holden, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Old Greenwich, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Greenwich, Connecticut.

Jo-ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jo-ann has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joann Adams Holden | Jody Adams Holden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jo-ann Adams Holden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 48 West Putnam Avenue Pickwick Commons, Greenwich, CT 06830-5399

RIA

CRD#: 104555

OLD GREENWICH, CT

Current

August 3, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 48 West Putnam Avenue Pickwick Commons, Greenwich, CT 06830

CRD#: 7784

Greenwich, CT

Past

September 20, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

GREENWICH, CT

Past

September 30, 2013 - February 11, 2020

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

NEW YORK, NY

Past

June 24, 2010 - October 1, 2013

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

March 8, 2010 - March 26, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

March 4, 2005 - May 4, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 23, 1999 - March 16, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/9/2024)

Colorado
(4/10/2025)

Connecticut
(8/7/2023)

IAR

Connecticut
(3/31/2025)

Florida
(11/29/2023)

Hawaii
(2/14/2024)

Illinois
(8/26/2025)

Maine
(9/9/2025)

Massachusetts
(7/17/2024)

New Jersey
(2/2/2024)

New York
(9/12/2023)

Pennsylvania
(5/15/2025)

South Carolina
(7/23/2024)

Tennessee
(7/22/2024)

Texas
(9/19/2023)

IAR

Texas
(3/31/2025)

Vermont
(7/19/2024)

Washington
(2/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jo-ann A. Holden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jo-ann Adams Holden's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CITIZENS JMP SECURITIES, LLC

BLOOMBERG TRADEBOOK LLC

JESUP & LAMONT SECURITIES CORP

BANC OF AMERICA SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2023

Series 63

Date: 1/29/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/9/1999

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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