David S. Morgan
JMG FINANCIAL GROUP LTD
CLEARWATER, FL
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CRD#: 2748164
Professional summary
David Sean Morgan, CFP® is a registered financial advisor currently at JMG FINANCIAL GROUP LTD located in Clearwater, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 1 firm and has passed the Series 65 exam.
Biography
David is a principal of JMG Financial Group, Ltd. He is also a member of the Investment Committee. David is a Certified Public Accountant, Certified Financial Planner professional, and Certified Divorce Financial Analyst. He holds a Bachelors of Arts in Economics from the University of Michigan.
Question & Answer
What are your service offerings?
Divorce Planning
Investment Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Do you have an area of expertise or specialization?
Corporate Executives
Divorce Planning
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Sean Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
February 20, 1997 - Present
JMG FINANCIAL GROUP LTD
Office #2: 2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515RIA
CRD#: 110302
CLEARWATER, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JMG FINANCIAL GROUP LTD
JMG FINANCIAL GROUP LTD
CRD#: 110302 / SEC#: 801-23526
RIA
Registered Investment Advisory firm - (2/13/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/16/2022)
IAR
Illinois(2/21/1998)
IAR
Texas(1/19/2010)
Current Firm
JMG FINANCIAL GROUP LTD
JMG FINANCIAL GROUP LTD
CRD#: 110302 / SEC#: 801-23526
RIA
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Contact information
Main Address
2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 571-5252
Established
Firm type
Fiscal year end
# of Employees
96
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,763 |
| AUM (Assets Under Management) | $ 6,366,272,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/11/2024 | ||
| 11/20/2023 | ||
| 02/20/2023 |
Red Flags
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