Jeff M. Batterson

LANDOLT SECURITIES

Lake Bluff, IL 60044

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CRD#: 2747931

Professional summary

Jeff M Batterson, CFP®, who also goes by Jeffrey M Batterson, Jeffrey Batterson, is a registered financial advisor currently at LANDOLT SECURITIES, INC. located in Lake Bluff, Illinois.

Jeff is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeff has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey M Batterson | Jeffrey Batterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff M Batterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeff M Batterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 20, 2018 - Present

LANDOLT SECURITIES, INC.

Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044

RIA

CRD#: 28352

Lake Bluff, IL

Current

March 3, 2009 - Present

LANDOLT SECURITIES, INC.

Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044

RIA

CRD#: 28352

Lake Bluff, IL

Past

March 3, 2009 - December 31, 2017

LANDOLT SECURITIES, INC.

RIA

CRD#: 28352

PARK CITY, UT

Past

May 1, 2001 - March 4, 2009

OBERWEIS SECURITIES, INC.

CRD#: 42060

LISLE, IL

Past

June 28, 1996 - May 1, 2001

MADISON SECURITIES, INC.

CRD#: 32176

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/7/2016)

California
(3/3/2009)

Colorado
(3/25/2009)

Delaware
(11/18/2020)

Florida
(3/3/2009)

Illinois
(3/3/2009)

IAR

Illinois
(2/3/2023)

Indiana
(9/21/2023)

Michigan
(3/3/2009)

North Carolina
(5/19/2015)

IAR

North Carolina
(2/20/2018)

Tennessee
(1/31/2019)

Utah
(3/29/2011)

Virginia
(1/2/2020)

Washington
(10/31/2023)

Wisconsin
(3/3/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LANDOLT SECURITIES, INC.

CRD#: 28352 / SEC#: 801-135200, 8-43645

Illinois

Registered Investment Advisory firm - SEC (10/10/2006 Approved)

Indiana

Registered Investment Advisory firm - SEC (3/23/2020 Approved)

North Carolina

Registered Investment Advisory firm - SEC (8/16/2017 Approved)

Ohio

Registered Investment Advisory firm - SEC (7/6/2017 Approved)

Texas

Registered Investment Advisory firm - SEC (4/28/2020 Approved)

Wisconsin

Registered Investment Advisory firm - SEC (3/26/2002 Approved)

Wyoming

Registered Investment Advisory firm - SEC (7/25/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

900 North Shore Drive Suite 279, Lake Bluff, IL 60044

Mailing Address

900 North Shore Drive Suite 279, Lake Bluff, IL 60044

Phone number

(847) 838-5151

Established

Wisconsin since 11/09/1989

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

LSI BROCHURE (12/19/2025)

Direct owners and executive officers

Name	Position	CRD#
MCKIERNAN, DONALD TRENDLEY	CEO, CO-CCO (BD ONLY) & FINOP	1305965
MCKIERNAN, MATTHEW RICHARD	CHIEF FINANCIAL OFFICER AND CCO (IA ONLY)	7006128
REINHARD, TYLER JOHN	COO / CO-CCO (BD ONLY)	6366204

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 105,626,273

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeff M. Batterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff M Batterson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeff M Batterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LANDOLT SECURITIES, INC.

LANDOLT SECURITIES, INC.

OBERWEIS SECURITIES, INC.

MADISON SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2001

Series 63

Date: 7/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/27/1996

Series 24

Date: 10/9/2007

FINRA

Current Firm

LANDOLT SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LANDOLT SECURITIES, INC.

TRUST BUT VERIFY

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