JB
Jeff M. Batterson
LANDOLT SECURITIES
Lake Bluff, IL 60044
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CRD#: 2747931
JB
Professional summary
Jeff M Batterson, CFP®, who also goes by Jeffrey M Batterson, Jeffrey Batterson, is a registered financial advisor currently at LANDOLT SECURITIES, INC. located in Lake Bluff, Illinois.
Jeff is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeff has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey M Batterson | Jeffrey Batterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
rental of condo in UT (1420 Deer Valley Dr. Park City) sporadically. Beginning in Nov. 2019, not investment related, 2 hours per month. May 2020 began work as real estate agent with Windermere Real Estate buying and selling real estate. March 2022 licensed to sell insurance with various companies. located at POBox 1417 Park City UT, spend 1 hour per month and during business hours. Torii Asset Management, investment related, 1420 Deervalley Dr. North, Park City UT, advisor providing investment advisory services, beginning Aug 2014, 90% of working hours spent, create monitor and adjust investment accounts
CRS (Client Relationship Summary) - RIA
Click below to view Jeff M Batterson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeff M Batterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
February 20, 2018 - Present
LANDOLT SECURITIES, INC.
Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044RIA
BD
CRD#: 28352
Lake Bluff, IL
Current
March 3, 2009 - Present
LANDOLT SECURITIES, INC.
Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044RIA
BD
CRD#: 28352
Lake Bluff, IL
Past
March 3, 2009 - December 31, 2017
LANDOLT SECURITIES, INC.
RIA
CRD#: 28352
PARK CITY, UT
Past
May 1, 2001 - March 4, 2009
OBERWEIS SECURITIES, INC.
BD
CRD#: 42060
LISLE, IL
Past
June 28, 1996 - May 1, 2001
MADISON SECURITIES, INC.
BD
CRD#: 32176
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/7/2016)
RR
California(3/3/2009)
RR
Colorado(3/25/2009)
RR
Delaware(11/18/2020)
RR
Florida(3/3/2009)
RR
Illinois(3/3/2009)
IAR
Illinois(2/3/2023)
RR
Indiana(9/21/2023)
RR
Michigan(3/3/2009)
RR
North Carolina(5/19/2015)
IAR
North Carolina(2/20/2018)
RR
Tennessee(1/31/2019)
RR
Utah(3/29/2011)
RR
Virginia(1/2/2020)
RR
Washington(10/31/2023)
RR
Wisconsin(3/3/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
