Kathleen O. Barker
Professional summary
Kathleen O Barker, who also goes by Kathleen Ogden, is a registered financial professional currently at ZIONS DIRECT, INC. located in Salt Lake City, Utah.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2005. Kathleen has worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen O Barker's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2005 - Present
ZIONS DIRECT, INC.
Office #1: One South Main St., Salt Lake City, UT 84133State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ZIONS DIRECT, INC.
CRD#: 17776 / SEC#: , 8-35721
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZIONS BANCORPORATION, N.A. | PARENT COMPANY | |
| BURDISS, PAUL EDWARD | BOARD MEMBER | 7267112 |
| HASH, JENNIFER KYLE | CHIEF COMPLIANCE OFFICER | 4123554 |
| KYRIAKAKIS, CHRISTOPHER | BOARD MEMBER | 8020162 |
| MACDONALD, MICHAEL WHITNEY | PRESIDENT / CHIEF EXECUTIVE OFFICER | 4533843 |
| MOORE, RYAN D | FINOP | 7216248 |
| RICHARDS, ROBERT RYAN | BOARD MEMBER | 8021252 |
| STEWARD, DEREK STRIBLING | BOARD MEMBER | 8022102 |
| YU, THOMAS | BOARD MEMBER | 7994635 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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Company Information
ZIONS DIRECT, INC.
CRD#: 17776Salt Lake City, UT 84133TRUST BUT VERIFY
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