RY
Rick A. Young
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
OMAHA, NE 68118
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CRD#: 2747345
RY
Professional summary
Rick Andrew Young, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Omaha, Nebraska and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Omaha, Nebraska.
Rick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Rick has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RICK YOUNG FINANCIAL SERVICES, 1809 N 169TH PLZ, UNIT A, OMAHA, NE, 8/2005 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE CARRIERS. INV REL - 5/WK- 2/TRADING. 2) HABITAT FOR HUMANITY OMAHA, 2205 AMES, OMAHA, NE. BEGAN 1/2003 AS A MEMBER ON THE BOARD OF DIRECTORS WHO CANNOT ACT ON BEHALF OF HABITAT WITHOUT PERMISSION OT THE OTHER BOARD MEMBERS. DEVOTES 2 1/2 HOURS PER WEEK, 1 HOUR PER WEEK DURING TRADING HOURS. 3) CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC ; 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556 ; BEGAN 11/01/2010 ; AS IAR ; INVESTMENT RELATED ; DEVOTES 25 HRS/WK ; 25 DURING TRADING HOURS. 4) RYFS CONDO LLC (INVESTMENT RELATED), 1809 NORTH 169TH PLAZA UNIT A, OMAHA, NE 68118; I AM BUYING AN OFFICE CONDO FOR RICK YOUNG FINANCIAL SERVICES TO OFFICE OUT OF. I WILL BE THE ONLY MEMBER OF THE LLC (RYFS CONDO LLC) THAT WILL OWN THIS PROPERTY. THERE WILL NOT BE ANY OTHER TENANTS THAN CAMBRIDGE REPS AND MY ADMIN; START DATE: 7/29/13; 2 HRS/WK, 1 HR/WK DURING SECURITIES TRADING HRS. 5) Sole Prop, 1885 Blue Sage Parkway, Elkhorn NE 68022. Joint Owner of Farm Land. 9/15/2017, not investment related, 1/weekly, 0/trading. 6) RICK AND ANNA YOUNG, 3702 JACKSON ST, OMAHA NE 68105, 03/2024, OWNER, REAL ESTATE, NIR, 3 HR/MO - 1 HR/MO TRADING. 7) LEGACY & LEDGER DBA RYFS TAX, 10404 Essex Ct, suite 600, Omaha NE 68114, United States, 03/10/2025, Owner, Accounting/Bookkeeping/Payroll Services, 5 HR/MO - 3 HR/MO TRADING. 8) BOARD MEMBER BRIAR HILLS OFFICE COMPLEX, 1807 N 169th Plaza, Omaha NE 68118, 04/2025, Board Member, Administrative, NIR, 5 HR/MO, 3 HR/MO TRADING. 9) RA YOUNG FARMS LLC, 1885 Blue Sage Parkway, Elkhorn NE 68022, United States, 10/2025, President, Agriculture, NIR, 5 HR/MO, 2 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Rick Andrew Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 28, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1809 N. 169th Plaza Unit A, Omaha, NE 68118Office #2: 10404 Essex Ct., Ste. 600, Omaha, NE 68114RIA
CRD#: 134139
OMAHA, NE
Current
April 16, 2004 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1809 N. 169th Plaza Unit A, Omaha, NE 68118Office #2: 10404 Essex Ct., Ste. 600, Omaha, NE 68114BD
CRD#: 39543
Omaha, NE
Past
April 23, 2004 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
FAIRFIELD, IA
Past
July 31, 2000 - April 19, 2004
LPL FINANCIAL LLC
RIA
CRD#: 6413
OMAHA, NE
Past
June 16, 1997 - April 19, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
June 10, 1996 - April 25, 1997
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/16/2004)
RR
Arkansas(2/10/2024)
RR
California(4/16/2004)
RR
Colorado(4/16/2004)
RR
District of Columbia(2/1/2010)
RR
Florida(8/22/2011)
RR
Idaho(7/23/2025)
RR
Illinois(8/17/2005)
RR
Iowa(4/16/2004)
RR
Kansas(6/20/2007)
RR
Maryland(1/2/2020)
RR
Minnesota(7/5/2018)
RR
Missouri(6/26/2006)
RR
Nebraska(4/16/2004)
IAR
Nebraska(3/28/2005)
RR
New Jersey(2/1/2010)
RR
North Carolina(8/31/2015)
RR
Ohio(1/18/2019)
RR
Oklahoma(8/22/2011)
RR
Oregon(7/23/2025)
RR
Pennsylvania(11/1/2024)
RR
South Carolina(1/23/2025)
RR
South Dakota(4/16/2004)
RR
Tennessee(1/23/2025)
RR
Texas(5/7/2009)
IAR
Texas(5/20/2009)
RR
Virginia(1/23/2025)
RR
Washington(9/21/2005)
RR
Wisconsin(2/22/2023)
RR
Wyoming(1/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Omaha, NE 68118TRUST BUT VERIFY
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