Jeffrey A. Bowers

PLAN2RETIRE

HAGERSTOWN, MD 21740

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CRD#: 2747053

Professional summary

Jeffrey Alan Bowers, CFP®, who also goes by Jeff Bowers, is a registered financial advisor currently at PLAN2RETIRE located in Hagerstown, Maryland.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Bowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Bowers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 15, 2015 - Present

PLAN2RETIRE

Office #1: 19935 National Pike, Hagerstown, MD 21740

RIA

CRD#: 146827

HAGERSTOWN, MD

Past

March 7, 2011 - January 14, 2015

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

WOODBURY, NY

Past

February 28, 2011 - January 14, 2015

VANDERBILT SECURITIES, LLC

CRD#: 5953

HAGERSTOWN, MD

Past

June 12, 2008 - February 24, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HAGERSTOWN, MD

Past

June 2, 2008 - February 24, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

HAGERSTOWN, MD

Past

November 11, 2005 - June 23, 2008

SII INVESTMENTS, INC.

RIA

CRD#: 2225

HAGERSTOWN, MD

Past

November 11, 2005 - June 23, 2008

SII INVESTMENTS, INC.

CRD#: 2225

HAGERSTOWN, MD

Past

May 21, 2003 - October 18, 2005

SII INVESTMENTS, INC.

RIA

CRD#: 2225

HAGERSTOWN, MD

Past

May 16, 2003 - October 18, 2005

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

January 30, 2001 - May 16, 2003

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

HAGERSTOWN , MD

Past

January 2, 2001 - May 16, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

June 10, 1996 - December 31, 2000

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/19/2015)

IAR

Maryland
(1/15/2015)

IAR

Pennsylvania
(2/18/2015)

IAR

South Carolina
(2/18/2015)

IAR

Virginia
(2/11/2015)

IAR

West Virginia
(3/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/6/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLAN2RETIRE

BOWERS ADVISORY GROUP, LLC | PLAN2RETIRE

CRD#: 146827 / SEC#:

Colorado

Registered Investment Advisory firm - (11/18/2021 Terminated)

Florida

Registered Investment Advisory firm - (2/19/2015 Approved)

Maryland

Registered Investment Advisory firm - (1/13/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/18/2015 Approved)

South Carolina

Registered Investment Advisory firm - (2/18/2015 Approved)

Virginia

Registered Investment Advisory firm - (2/11/2015 Approved)

West Virginia

Registered Investment Advisory firm - (3/26/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

19935 National Pike, Hagerstown, MD 21740

Mailing Address

Phone number

(240) 329-3333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	497
AUM (Assets Under Management)	$ 82,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey A. Bowers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Bowers's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANDERBILT ADVISORY SERVICES

VANDERBILT SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/1999

Series 63

Date: 8/6/1996

SIE

Date: 1/14/2015

Series 7

Date: 1/20/2011

Series 6

Date: 6/6/1996

Current Firm

PLAN2RETIRE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLAN2RETIRE

TRUST BUT VERIFY

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