RB
Ruth A. Barrios
WOODSTOCK WEALTH MANAGEMENT
Sun City Center, FL 33573
Some features on this profile are disabled
CRD#: 2747022
RB
Professional summary
Ruth Ann Barrios, who also goes by Ruth Barrios, Ruth Castillo, Ruth Ann Garcia, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Sun City Center, Florida.
Ruth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Ruth has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ruth Barrios | Ruth Castillo | Ruth Ann Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Veritas Financial Group (Florida DBA); investment related; 139 S Pebble Beach Blvd, Ste 203, Sun City Center, FL 33573; selling non securities insurance, P&C and health insurance through various carriers and agencies; owner; started 07/2016; devotes approximately 60 hours a month which 40 are during trading hours; duties include selling non securities insurance, P&C and health insurance through various carries and agencies. 2.Veritas Financial Group; non-investment related; 139 S Pebble Beach Blvd, Ste 203, Sun City Center, FL 33573; DBA for relationship with Woodstock Wealth Management Group; owner; started 06/2018; devotes approximately 2 hours a month which 0 are during trading hours; duties include administrative; paying expenses for Woodstock Wealth Management branch office; operating office for Woodstock Wealth Management. 3.Dalton Wade Realty; non-investment related; Parish, FL 34219; Realtor; started 02/13/17; 3 hours per month none during trading hours; duties include show real estate properties; selling Houses. 4. Veritas Investment Management, LLC; non-investment relater; 139 S Pebble Beach Blvd, Ste 203, Sun City Center, FL 33573; manage rental properties online; 100 percent owner; started 2/2023; 8 hours per month none during trading hours; answer customer questions and concerns regarding rental properties
CRS (Client Relationship Summary) - RIA
Click below to view Ruth Ann Barrios's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2018 - Present
WOODSTOCK WEALTH MANAGEMENT, INC.
Office #1: 139 S. Pebble Beach Blvd, Suite 203, Sun City Center, FL 33573RIA
CRD#: 283472
Sun City Center, FL
Past
September 13, 2016 - November 7, 2018
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
Sun City Center, FL
Past
July 18, 2016 - December 10, 2019
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
Sun City Center, FL
Past
February 26, 2013 - December 10, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TAMARAC, FL
Past
February 15, 2013 - December 10, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TAMARAC, FL
Past
May 17, 2012 - February 20, 2013
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
FORT LAUDERDALE, FL
Past
May 14, 2012 - February 20, 2013
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
FORT LAUDERDALE, FL
Past
October 30, 2008 - May 14, 2012
EDWARD JONES
RIA
CRD#: 250
RIVERVIEW, FL
Past
October 3, 2008 - May 14, 2012
EDWARD JONES
BD
CRD#: 250
RIVERVIEW, FL
Past
June 20, 1996 - February 10, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2018)
IAR
Texas(5/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
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Contact information
Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
