DA
David J. Antonchak
CETERA INVESTMENT ADVISERS LLC
BETHLEHEM, PA 18018
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CRD#: 2746829
DA
Professional summary
David John Antonchak, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bethlehem, Pennsylvania and CETERA ADVISORS LLC located in Bethlehem, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/24/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: B & D NORWICH LLC; INVESTMENT RELATED: NO; ADDRESS: 3 EAST NORTH STREET, BETHLEHEM, PA 18018; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 2004; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MAINTAIN PROPERTY, SET UP RENTAL AGREEMENTS, PAY BILLS. 3. NAME OF OTHER BUSINESS: THE ANTONCHAK REVOCABLE TRUST; INVESTMENT RELATED: NO; ADDRESS: 1905 SW PALM CITY ROAD, STUART, FL 34994 NATURE OF BUSINESS: TRUST; START DATE: 1993; POSITION/TITLE/RELATIONSHIP: CONTINGENT TRUSTEE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: CONTINGENT TRUSTEE. 4. NAME OF OTHER BUSINESS: DBA ANTONCHAK & BALKCOM; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2008; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 2 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 5. NAME OF OTHER BUSINESS: ANTONCHAK FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESSSAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view David John Antonchak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3 East North Street, Bethlehem, PA 18018RIA
CRD#: 105644
BETHLEHEM, PA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 3 East North Street, Bethlehem, PA 18018BD
CRD#: 10299
Bethlehem, PA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 5, 2010 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BETHLEHEM, PA
Past
February 22, 2008 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BETHLEHEM, PA
Past
June 26, 1996 - February 27, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2018)
RR
Connecticut(10/3/2016)
RR
Delaware(10/3/2016)
RR
Florida(10/3/2016)
RR
Georgia(2/24/2025)
RR
New Hampshire(7/29/2020)
RR
New Jersey(10/3/2016)
RR
New York(10/3/2016)
RR
North Carolina(3/11/2024)
RR
Pennsylvania(10/3/2016)
IAR
Pennsylvania(3/21/2024)
RR
South Carolina(8/7/2024)
RR
Tennessee(6/15/2021)
RR
Texas(10/3/2016)
IAR
Texas(3/21/2024)
RR
Vermont(10/3/2016)
RR
Virginia(8/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bethlehem, PA 18018TRUST BUT VERIFY
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