Daniel P. Kraft

CAMBRIDGE TRUSTEE ADVISORS

WELLESLEY HILLS, MA 02481

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CRD#: 274682

Professional summary

Daniel Phillips Kraft is a registered financial advisor currently at CAMBRIDGE TRUSTEE ADVISORS INC located in Wellesley Hills, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1965. Daniel has worked at 5 firms and has passed the Series 63, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CAMBRIDGE TRUSTEE ADVISORS A. INVESTMENT RELATED B. 31 WASHINGTON ST, WELLESLEY HILLS, MA C. INVESTMENT ADVISOR, PRESIDENT D. 2/1/92 TO PRESENT E. 99% OF TIME DEDICATED TO 99% F. ADMINISTRATION OF BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Phillips Kraft's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 1994 - Present

CAMBRIDGE TRUSTEE ADVISORS INC

Office #1: 31 Washington Street, Wellesley Hills, MA 02481

RIA

CRD#: 106149

WELLESLEY HILLS, MA

Past

January 15, 1994 - September 4, 2012

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

May 3, 1985 - March 6, 1992

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 31, 1980 - May 24, 1985

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

February 9, 1965 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/14/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/10/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 9/2/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 5/5/1961

Registered Representative Examination

Current Firm

CAMBRIDGE TRUSTEE ADVISORS INC

CRD#: 106149 / SEC#: 801-40583

RIA

Registered Investment Advisory firm - (5/24/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/9/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Westborough, MA

Mailing Address

Phone number

(978) 368-1200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 49,968,803

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel P. Kraft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Phillips Kraft's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE TRUSTEE ADVISORS INC

WINSLOW, EVANS & CROCKER, INC.

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/1985

PC

Date: 9/2/1977

Series 1

Date: 5/5/1961

Current Firm

CAMBRIDGE TRUSTEE ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAMBRIDGE TRUSTEE ADVISORS INC

TRUST BUT VERIFY

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