Paul F. Spinosa
Professional summary
Paul Francis Spinosa, who also goes by Paul F Spinosa, is a registered financial professional currently at VIEWTRADE SECURITIES, INC. located in Jersey City, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2012. Paul has worked at 2 firms and has passed the Series 99TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Francis Spinosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2023 - Present
VIEWTRADE SECURITIES, INC.
Office #1: 525 Washington Blvd 24th Floor, Jersey City, NJ 07310July 25, 2012 - April 25, 2014
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/3/2023
Operations Professional ExaminationFINRA
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.