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WS

Wendy C. Schult

BROKERAGESELECT
New York, NY 10026
Some features on this profile are disabled
CRD#: 2745747
WS

Professional summary

Wendy Carol Schult is a registered financial professional currently at BROKERAGESELECT located in New York, New York.

Wendy is registered as a RR (Registered Representative) and started their career in finance in 1996. Wendy has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wendy Carol Schult's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2020 - Present

BROKERAGESELECT

Office #1: 364 West 117th Street Suite 5a, New York, NY 10026
BD
CRD#: 47974
New York, NY
Past

July 30, 2002 - February 26, 2019

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
PARSIPPANY, NJ
Past

November 6, 1996 - February 26, 2019

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/25/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/3/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/30/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/6/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BR
BROKERAGESELECT
BROKERAGESELECT | IDAYTRADE INC.

CRD#: 47974 / SEC#: , 8-51996

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
364 West 117th Street Suite 5a, New York, NY 10026
Mailing Address
364 West 117th Street Suite 5a, New York, NY 10026
Phone number
(917) 837-2287
Established
New York since 04/22/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREEN, IAN JOSEPHCEO,CHIEF COMPLIANCE OFFICER3097802
CARTY, CAROLYN CLAREFINOP1935528

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROKERAGESELECT

CRD#: 47974New York, NY 10026

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