Gary H. Nakamura

ALLSTATE FINANCIAL ADVISORS

Golden, CO 80401-2202

Some features on this profile are disabled

CRD#: 2745690

Professional summary

Gary Hiromi Nakamura, CIMA® is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Golden, Colorado and ALLSTATE FINANCIAL SERVICES, LLC located in Golden, Colorado.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gary has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RadiantSkinRN, LLC. Medspa - skin care services. Managing Partner. 1317 Washington Ave Unit D, Golden CO 80401. Duties: assist with business financials periodically. Time devoted: 0.5%, 2 hr/mo, 0 hr/mo during trading hours. Not investment related. Start date 5/1/19. CANYON VIEW III HOA POSITION: Treasurer NATURE: I am the Treasurer of the HOA Association. All financial decisions are made by majority decision of the Board. I do not have sole authority over how funds are spent. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1452 Lous Loop, Golden CO 80403, United States DESCRIPTION: I am the Treasurer of the HOA Association. All financial decisions are made by majority decision of the Board. I do not have sole authority over how funds are spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Hiromi Nakamura's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 27, 2020 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 2801 Youngfield St Ste 240, Golden, CO 80401-2202

RIA

CRD#: 109524

Golden, CO

Current

March 27, 2020 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2801 Youngfield St Ste 240, Golden, CO 80401-2202

CRD#: 18272

Golden, CO

Past

March 28, 2019 - March 29, 2020

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

Golden, CO

Past

September 20, 2018 - March 28, 2019

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

IDAHO FALLS, ID

Past

February 27, 2012 - January 26, 2017

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

February 27, 2012 - January 27, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

May 7, 2004 - June 27, 2011

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

April 18, 2002 - May 4, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

July 15, 1997 - April 9, 2002

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

December 11, 1996 - July 15, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/18/2023)

California
(8/26/2020)

Colorado
(3/27/2020)

IAR

Colorado
(3/27/2020)

Texas
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Gianluca Triennese

WEDBUSH SECURITIES INC.

IAR

Littleton, CO

Douglas Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Centennial, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary H. Nakamura

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Hiromi Nakamura's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

TOWNSQUARE CAPITAL, LLC

ALLEGIS INVESTMENT SERVICES, LLC

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

MFS FUND DISTRIBUTORS, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

COREBRIDGE CAPITAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2019

Series 63

Date: 11/10/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/25/1997

Series 6

Date: 8/22/1996

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors