Shelli R. Perseval
Professional summary
Shelli Renee Perseval, who also goes by Shelli Renee Guerra, Shelli Renee Perez, Shelli R Perseval, Shelli Renee Perseval, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Shelli is registered as a RR (Registered Representative) and started their career in finance in 1997. Shelli has worked at 13 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shelli Renee Perseval's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262January 4, 2021 - March 2, 2022
TRANSAMERICA CAPITAL, LLC
December 21, 2016 - October 1, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
November 16, 2016 - October 1, 2020
ALLSTATE FINANCIAL SERVICES, LLC
November 23, 2010 - October 31, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
November 23, 2010 - October 31, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
September 23, 2009 - December 7, 2009
CHASE INVESTMENT SERVICES CORP.
September 23, 2009 - December 7, 2009
CHASE INVESTMENT SERVICES CORP.
January 22, 2009 - September 21, 2009
MSI FINANCIAL SERVICES, INC.
January 6, 2009 - September 21, 2009
MSI FINANCIAL SERVICES, INC.
August 5, 2008 - January 6, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
July 26, 2004 - May 7, 2008
CUNA BROKERAGE SERVICES, INC.
July 26, 2004 - May 7, 2008
CUNA BROKERAGE SERVICES, INC.
March 8, 2001 - July 6, 2004
CITIGROUP GLOBAL MARKETS INC.
March 8, 2001 - July 6, 2004
CITIGROUP GLOBAL MARKETS INC.
August 23, 2000 - March 12, 2001
UBS FINANCIAL SERVICES INC.
October 5, 1998 - July 5, 2000
FISERV INVESTOR SERVICES, INC.
September 10, 1997 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2022)
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(8/26/2022)
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(8/25/2022)
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(8/15/2022)
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
