JH
Jon D. Harris
CETERA INVESTMENT ADVISERS LLC
HIGH POINT, NC 27262
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CRD#: 2745047
JH
Professional summary
Jon Dodson Harris is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in High Point, North Carolina and CETERA FINANCIAL SPECIALISTS LLC located in High Point, North Carolina.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PAYNE TAX GROUP, INC., NOT INVESTMENT RELATED, SAME ADDRESS AS BUSINESS ADDRESS, PRESIDENT, OWNER, OVERSEE TAX OPERATIONS AND PREPARE TAX RETURNS, 20H/WEEK, 4H/WEEK DURING TRADING HOURS, SINCE 01/2006 2) PAYROLL SOLUTIONS INC, NOT INVESTMENT RELATED, 6425 OLD PLANK ROAD, SUITE 111, HIGH POINT, NC 27265, PAYROLL SERVICE BUREAU, OWNER AND EMPLOYEE, 1H/WEEK, SINCE 01/2008 3) ENON HOLDINGS LLC, INVESTMENT RELATED, 617 ENON MOUNTAIN ROAD, PISGAH FOREST, NC 28768, OWNER, PAY BILLS, 1H/WEEK, SINCE 12/2015 4) PSRE LLC, INVESTMENT RELATED, 6425 OLD PLANK ROAD, SUITE 111, HIGH POINT, NC 27265, OWNER, PASSIVE COMMERCIAL RENTAL, 0H/WEEK, SINCE 06/2012 5) JON D HARRIS, INVESTMENT RELATED, 1400 PARKSIDE DRIVE, HIGH POINT, NC 27260, OWNER, PROPERTY MANAGED BY A REAL ESTATE COMPANY, 0H/WEEK, SINCE -03/2004 6) NAME OF OTHER BUSINESS: A.M. PAYNE & ASSOCIATES, INC.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING/BOOKKEEPING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE ON TAX RELATED MATTERS & OFFICE PROCEDURES;
CRS (Client Relationship Summary) - RIA
Click below to view Jon Dodson Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1610 Westchester Dr, High Point, NC 27262RIA
CRD#: 105644
HIGH POINT, NC
Current
August 22, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1610 Westchester Dr, High Point, NC 27262BD
CRD#: 10358
High Point, NC
Past
December 31, 2001 - August 25, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HIGH POINT, NC
Past
August 7, 1996 - August 25, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HIGH POINT, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(8/22/2022)
RR
North Carolina(8/26/2022)
RR
South Carolina(9/14/2022)
RR
Virginia(9/20/2022)
RR
West Virginia(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/30/2000
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644High Point, NC 27262TRUST BUT VERIFY
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