Gregory F. Kowal
Professional summary
Gregory Francis Kowal is a registered financial advisor currently at FIRST HONOLULU SECURITIES, INC. located in Honolulu, Hawaii.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1974. Gregory has worked at 4 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 1, Series 53, Series 24, F04 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Francis Kowal's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 1979 - Present
FIRST HONOLULU SECURITIES, INC.
Office #1: 3615 Harding Ave #207, Honolulu, HI 96816November 2, 1998 - June 21, 2011
FIRST HONOLULU ASSET MANAGEMENT
November 14, 1980 - March 17, 1981
GALLAGHER, BOYLAN & COOK, INC.
July 10, 1974 - June 21, 1979
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/1979)
(2/28/2005)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 7/5/1974
Registered Representative ExaminationF04
Date: 11/1/1980
Financial Principal ExaminationFINRA
Current Firm
FIRST HONOLULU SECURITIES, INC.
CRD#: 7964 / SEC#: , 8-23919
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
