Ira S. Karaba

DALMORE GROUP LLC

Los Angeles, CA

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CRD#: 2744921

Professional summary

Ira Scott Karaba, who also goes by Ira Karaba, is a registered financial professional currently at DALMORE GROUP LLC located in Los Angeles, California.

Ira is registered as a RR (Registered Representative) and started their career in finance in 1996. Ira has worked at 17 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ira Karaba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ira Scott Karaba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2023 - Present

DALMORE GROUP LLC

CRD#: 136352

Los Angeles, CA

Past

June 11, 2023 - July 28, 2023

PLANET WEALTH SECURITIES, INC.

CRD#: 119251

BENTONVILLE, AR

Past

February 14, 2022 - April 25, 2022

PROVENANCE CAPITAL SERVICES LLC

CRD#: 315446

NORTHBROOK, IL

Past

December 3, 2020 - February 23, 2021

ZERMATT SECURITIES LLC

CRD#: 47502

CHARLOTTE, NC

Past

October 25, 2018 - March 5, 2019

CROWDVEST SECURITIES LLC

CRD#: 288827

HUTCHINSON ISLAND, FL

Past

June 11, 2015 - October 28, 2016

CAPFINANCIAL SECURITIES, LLC.

CRD#: 126291

Santa Barbara, CA

Past

April 2, 2015 - July 16, 2015

CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603

ATLANTA, GA

Past

August 2, 2014 - March 19, 2015

CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603

ATLANTA, GA

Past

May 23, 2007 - November 9, 2007

AMERICA'S CHOICE EQUITIES LLC

CRD#: 135272

HAUPPAUGE, NY

Past

January 23, 2006 - June 15, 2007

ITRADEDIRECT.COM CORP

CRD#: 18281

HAUPPAUGE, NY

Past

November 4, 2004 - November 15, 2005

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

October 12, 2004 - November 8, 2012

TWS FINANCIAL, LLC.

CRD#: 128572

ATLANTA, GA

Past

August 10, 2004 - November 1, 2004

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

October 28, 2002 - September 9, 2004

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

MELVILLE, NY

Past

September 17, 2002 - October 30, 2002

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

March 31, 1998 - February 16, 2000

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

November 10, 1997 - February 27, 1998

ON-SITE TRADING, INC.

CRD#: 30271

GREAT NECK, NY

Past

February 20, 1997 - November 6, 1997

CASTLE SECURITIES CORP.

CRD#: 16077

FREEPORT, NY

Past

May 28, 1996 - January 17, 1997

STERLING FOSTER & COMPANY, INC.

CRD#: 36052

UNIONDALE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/18/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 12/11/2008

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 5/22/2008

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/16/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 6/11/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 11/11/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DALMORE GROUP LLC

CRD#: 136352 / SEC#: , 8-67002

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

525 Green Place, Woodmere, NY 11598

Mailing Address

525 Green Place, Woodmere, NY 11598

Phone number

(917) 887-1948

Established

New York since 04/07/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEIDEL, OSCAR FRANCISCO	PRESIDENT/CEO	2328358
NEELY, KIMBERLY BETH	FINOP	2045019
SADLER, JOQUINN THOMAS	CCO	2817763

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ira S. Karaba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ira Scott Karaba's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANET WEALTH SECURITIES, INC.

PROVENANCE CAPITAL SERVICES LLC

ZERMATT SECURITIES LLC

CROWDVEST SECURITIES LLC

CAPFINANCIAL SECURITIES, LLC.

CHURCHILL STATESIDE SECURITIES, LLC

CHURCHILL STATESIDE SECURITIES, LLC

AMERICA'S CHOICE EQUITIES LLC

ITRADEDIRECT.COM CORP

J.P.R. CAPITAL CORP.

TWS FINANCIAL, LLC.

J.P.R. CAPITAL CORP.

BROOKVILLE CAPITAL PARTNERS

GUNNALLEN FINANCIAL, INC

FIRST ALLIED SECURITIES, INC.

ON-SITE TRADING, INC.

CASTLE SECURITIES CORP.

STERLING FOSTER & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2002

Series 63

Date: 6/6/1996

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/28/2016

Series 86

Date: 12/11/2008

Series 87

Date: 5/22/2008

Series 7

Date: 9/16/2002

Series 14

Date: 6/11/2023

Series 4

Date: 11/11/2002

Series 24

Date: 10/14/2002

FINRA

Current Firm

DALMORE GROUP LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DALMORE GROUP LLC

TRUST BUT VERIFY

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