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IK

Ira Karaba

KATAMA SECURITIES
Los Angeles, CA
CRD#: 2744921
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IK
Ira KarabaKATAMA SECURITIES

Professional summary


Ira Karaba, who also goes by Ira Scott Karaba, Ira Karaba, is a registered financial professional currently at KATAMA SECURITIES LLC located in Los Angeles, California.

Ira is registered as a RR (Registered Representative) and started their career in finance in 1996. Ira has worked at 18 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ira Scott Karaba | Ira Karaba

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ira Karaba's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 18, 2026 - Present

KATAMA SECURITIES LLC

BD
CRD#: 124667
Los Angeles, CA
Past

June 11, 2023 - July 28, 2023

PLANET WEALTH SECURITIES, INC.

BD
CRD#: 119251
BENTONVILLE, AR
Past

May 18, 2023 - March 31, 2026

DALMORE GROUP LLC

BD
CRD#: 136352
Los Angeles, CA
Past

February 14, 2022 - April 25, 2022

PROVENANCE CAPITAL SERVICES LLC

BD
CRD#: 315446
NORTHBROOK, IL
Past

December 3, 2020 - February 23, 2021

ZERMATT SECURITIES LLC

BD
CRD#: 47502
CHARLOTTE, NC
Past

October 25, 2018 - March 5, 2019

CROWDVEST SECURITIES LLC

BD
CRD#: 288827
HUTCHINSON ISLAND, FL
Past

June 11, 2015 - October 28, 2016

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
Santa Barbara, CA
Past

April 2, 2015 - July 16, 2015

CHURCHILL STATESIDE SECURITIES, LLC

BD
CRD#: 154603
ATLANTA, GA
Past

August 2, 2014 - March 19, 2015

CHURCHILL STATESIDE SECURITIES, LLC

BD
CRD#: 154603
ATLANTA, GA
Past

May 23, 2007 - November 9, 2007

AMERICA'S CHOICE EQUITIES LLC

BD
CRD#: 135272
HAUPPAUGE, NY
Past

January 23, 2006 - June 15, 2007

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
HAUPPAUGE, NY
Past

November 4, 2004 - November 15, 2005

J.P.R. CAPITAL CORP.

BD
CRD#: 38056
SYOSSET, NY
Past

October 12, 2004 - November 8, 2012

TWS FINANCIAL, LLC.

BD
CRD#: 128572
ATLANTA, GA
Past

August 10, 2004 - November 1, 2004

J.P.R. CAPITAL CORP.

BD
CRD#: 38056
SYOSSET, NY
Past

October 28, 2002 - September 9, 2004

BROOKVILLE CAPITAL PARTNERS

BD
CRD#: 102380
MELVILLE, NY
Past

September 17, 2002 - October 30, 2002

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

March 31, 1998 - February 16, 2000

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

November 10, 1997 - February 27, 1998

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

February 20, 1997 - November 6, 1997

CASTLE SECURITIES CORP.

BD
CRD#: 16077
FREEPORT, NY
Past

May 28, 1996 - January 17, 1997

STERLING FOSTER & COMPANY, INC.

BD
CRD#: 36052
UNIONDALE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 6/11/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/14/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


KS
KATAMA SECURITIES LLC
KATAMA SECURITIES LLC | STANWICH ADVISORS LLC

CRD#: 124667 / SEC#: , 8-65708

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
6250 Shiloh Road, Suite 30-3, Alpharetta, GA 30005
Mailing Address
6250 Shiloh Road, Suite 30 Box 11, Alpharetta, GA 30005
Phone number
(917) 363-6789
Established
Florida since 06/22/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KATAMA HOLDINGS, LLCMEMBER
AGERTON, DEBORAHFINOP/PFO/POO4460597
DAIUTO, RALPH ANTHONY JRMANAGING DIRECTOR2771292
GETZ, PETER LELANDMANAGING DIRECTOR1310930
VERNOIA, DEANCCO/COO1723925

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KATAMA SECURITIES LLC

CRD#: 124667Los Angeles, CA

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