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CRD#: 124667
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KATAMA SECURITIES LLC is located at 6250 Shiloh Road, Suite 30-3, Alpharetta, GA 30005 and was first established at Atlanta, Florida in 06/22/2021. After operating for 4 years, KATAMA SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KATAMA SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. KATAMA SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KATAMA SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KATAMA SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KATAMA SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KATAMA SECURITIES LLC Comes From

Understanding the Statistics for KATAMA SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
6250 Shiloh Road, Suite 30-3, Alpharetta, GA 30005
Mailing Address
6250 Shiloh Road, Suite 30 Box 11, Alpharetta, GA 30005
Firm Size
Small
Phone Number
(678) 488-0175
Established
Florida since 06/22/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KATAMA HOLDINGS, LLCMEMBER
AGERTON, DEBORAHFINOP/PFO/POO4460597
DAIUTO, RALPH ANTHONY JRMANAGING DIRECTOR2771292
GETZ, PETER LELANDMANAGING DIRECTOR1310930
VERNOIA, DEANCCO/COO1723925

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Advisor's working at KATAMA SECURITIES LLC

DV

Dean Vernoia

Dean Anthony Vernoia, Dean Vernoia
RR
CRD#: 1723925
Location:
Alpharetta, GA 30005
Company:
KATAMA SECURITIES LLC
Disclosures:
Experience:
38 years
View Profile
CD

Charles Roome Daugherty

RR
CRD#: 1930553
Location:
Alpharetta, GA 30005
Company:
KATAMA SECURITIES LLC
Disclosures:
Experience:
36 years
View Profile
DA

Deborah Lynn Agerton

Deborah Lynn Agerton, Deborah Agerton, Deborah Lynn Batson, Deborah Lynn Standridge
RR
CRD#: 4460597
Location:
Atlanta, GA
Company:
P2 CORPORATE FINANCE, LLC
Disclosures:
Experience:
17 years
View Profile
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