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Brian D. Wood
LEGACY CAPITAL WEALTH PARTNERS
ROGERS, AR 72758
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CRD#: 2744856
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Professional summary
Brian Dean Wood is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Rogers, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Rogers, Arkansas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name: DNBC Holdings LLC, Investment Related: NO, Address: Bentonville, AR, Nature: Rental Properties, Position & Title: Owner with wife, Start Date: 08/2017, I devote 0 Hrs during the week, and none during trading hours. An LLC that holds rental properties formed. I do not manage this property. 2) Name: DNBC Holdings 2 LLC, Investment Related: NO, Address: Bentonville, AR, Nature: Rental Properties, Position & Title: Owner with wife, Start Date: 12/2020, I devote 0 Hrs during the week, and none during trading hours. An LLC that holds rental properties formed. I do not manage this property. 3) Single Parent Scholarship Fund of NWA 2. Investment Related - No 3. 2601 SW D St. Bentonville, AR 72712 4. Non - Profit Helping Single Parents 5. Finance Chair 6. January of 2013 7. 4 hrs 8. 1 hrs 9. I review their finances and help them with budgets 4) 1. Fixed Insurance 2. Investment Related - Yes. 3. See office of employment address 4. Fixed Insurance/annuity 5. Agent 6. 2/23/2023 7. 20 hrs 8. 20 hrs 9. Provide insurance advice based on the needs of client(s). 5) 1. PKSF 2. Investment Related - Yes. 3. See office of employment address 4. Fixed Insurance/annuity 5. Agent 6. 2/23/2023 7. 20 hrs 8. 20 hrs 9. Provide insurance advice based on the needs of client(s). 6) Legacy Capital Wealth Partners. Investment Related. At Registered Location. RIA. Managing Partner, Senior Wealth Advisor. 2/2023. 130 Hrs/Mo; 100 During Trading Hours. Manage Investment Portfolios and Financial Planning. 7) Pathway to Freedom. Not Investment Related. 22522 Asher Rd, Wrightsville, AR 72183. Non Profit Prison Ministry. Board Member. 6/2013. 2 Hrs/Mo; 1 During Trading Hours. A Board Member that Offers Guidance for the Ministry. 8) Christ for the City International. Not Investment Related. 5855 N 90th Street, Omaha, NE 68134. Mission Outreach. Board Member. 10/2023. 2 Hrs/Mo; 1 During Trading Hours. Provide Guidance on their Projects, Operations, etc. for the Organization.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Dean Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2023 - Present
LEGACY CAPITAL WEALTH PARTNERS, LLC
Office #1: 5502 Walsh Lane, Suite 103, Rogers, AR 72758RIA
CRD#: 291960
ROGERS, AR
Current
February 23, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5100 W Jb Hunt Dr. Suite 110, Rogers, AR 72758BD
CRD#: 35747
Rogers, AR
Past
June 28, 2006 - March 20, 2023
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
BENTONVILLE, AR
Past
June 28, 2006 - March 20, 2023
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
BENTONVILLE, AR
Past
April 5, 2006 - June 13, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
AMARILLO, TX
Past
February 23, 2006 - June 13, 2006
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
AMARILLO, TX
Past
April 4, 2005 - January 12, 2006
FSW PARTNERS, L.P.
RIA
CRD#: 134709
FORT WORTH, TX
Past
April 13, 1999 - November 29, 2000
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
FORT WORTH, TX
Past
July 31, 1996 - May 9, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 31, 1996 - May 9, 1997
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC
CRD#: 291960 / SEC#: 801-112442
RIA
Registered Investment Advisory firm - (2/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/23/2023)
RR
Arkansas(2/23/2023)
IAR
Arkansas(2/23/2023)
RR
Florida(2/23/2023)
RR
Illinois(10/9/2024)
RR
Missouri(2/23/2023)
RR
Tennessee(2/23/2023)
RR
Texas(2/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC
CRD#: 291960 / SEC#: 801-112442
RIA
Registered Investment Advisory firm - (2/12/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8315 Cantrell Road Suite 200, Little Rock, AR 72227
Mailing Address
Phone number
(501) 376-7878
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,548 |
| AUM (Assets Under Management) | $ 1,317,812,779 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
