Suzanne R. Holt
CETERA INVESTMENT ADVISERS LLC
Minneapolis, MN 55426
Some features on this profile are disabled
CRD#: 2744813
Professional summary
Suzanne Renae Rohlik Holt, CFP®, who also goes by Suzanne Renae Holt, Suzanne Renae Rohlik, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minneapolis, Minnesota and CETERA WEALTH SERVICES, LLC located in Minneapolis, Minnesota.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Suzanne has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suzanne Renae Holt | Suzanne Renae Rohlik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/1996; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: THE FRONT LINE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 6321 BURY DR. #10, EDEN PRAIRIE, MN 55346; NATURE OF BUSINESS: SUPPORT FOR FALLEN HEROES, INCLUDING LAW ENFORCEMENT OFFICERS, FIREFIGHTERS, EMS, AND THE MINNESOTA NATIONAL GUARD; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT AND CEO; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUN THE DAY-TO-DAY OPERATIONS OF THE FOUNDATION; 3. NAME OF OTHER BUSINESS: SUZANNE R HOLT, NORWEX INDEPENDENT CONSULTANT AND SILVER SENIOR VICE PRESIDENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: SALES AND LEADERSHIP WITH NORWEX / CLEANING AND PERSONAL CARE SOLUTIONS; START DATE: 11/2008; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONSULTANT AND SILVER SENIOR VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: LEAD A TEAM OF APPROXIMATELY 20,000 NORWEX SALESPEOPLE. I TRAIN GLOBALLY ON THE TOPICS OF SALES AND LEADERSHIP. I'M INVOLVED IN GLOBAL CORPORATE STRATEGY DISCUSSIONS AND DECISIONS; 4. NAME OF OTHER BUSINESS: SUZANNE R HOLT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LEGAL FRAMEWORK FOR NORWEX WORK; START DATE: 11/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: LEGAL ENTITY FOR MY BUSINESS AS AN INDEPENDENT CONSULTANT AND SILVER SENIOR VICE PRESIDENT SALES LEADER WITH NORWEX; 5. NAME OF OTHER BUSINESS: ROHLIK FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER/ PRESIDENT, WEALTH MANAGEMENT DIVISION; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: BIRCH BARK KENNELS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DOG HUSBANDRY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TAKE PRETTY PICTURES & WRITE CUTE BLOG POSTS ABOUT DOG;
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Renae Rohlik Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6424 W Lake Street, Minneapolis, MN 55426Office #2: 4615 E State St, Suite 200, Rockford, IL 61108RIA
CRD#: 105644
Minneapolis, MN
Current
March 23, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6424 W Lake Street, Minneapolis, MN 55426Office #2: 4615 E State St, Suite 200, Rockford, IL 61108BD
CRD#: 13572
Minneapolis, MN
Past
March 23, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
St Louis Park, MN
Past
March 12, 2021 - March 23, 2023
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Minneapolis, MN
Past
March 12, 2021 - March 23, 2023
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Minneapolis, MN
Past
May 9, 2018 - February 18, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
COON RAPIDS, MN
Past
May 9, 2018 - February 18, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
COON RAPIDS, MN
Past
November 26, 2013 - January 29, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAKE ELMO, MN
Past
March 19, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 19, 2004 - January 29, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAKE ELMO, MN
Past
September 27, 2000 - February 10, 2004
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
June 25, 1997 - August 8, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 2, 1996 - February 4, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/14/2023)
RR
Arizona(5/3/2023)
RR
California(5/3/2023)
RR
Colorado(5/3/2023)
RR
Florida(3/23/2023)
RR
Georgia(5/3/2023)
RR
Idaho(3/23/2023)
RR
Illinois(3/23/2023)
IAR
Illinois(6/29/2023)
RR
Iowa(5/3/2023)
RR
Minnesota(3/23/2023)
IAR
Minnesota(6/29/2023)
RR
Missouri(5/3/2023)
RR
New York(4/27/2023)
RR
Oregon(8/24/2023)
RR
South Carolina(5/3/2023)
RR
Texas(5/3/2023)
IAR
Texas(6/29/2023)
RR
Washington(6/30/2025)
RR
Wisconsin(3/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/23/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
