Suzanne R. Holt
Professional summary
Suzanne Renae Rohlik Holt, CFP®, who also goes by Suzanne Renae Holt, Suzanne Renae Rohlik, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minneapolis, Minnesota and CETERA WEALTH SERVICES, LLC located in Minneapolis, Minnesota.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Suzanne has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Renae Rohlik Holt's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6424 W Lake Street, Minneapolis, MN 55426Office #2: 4615 E State St, Suite 200, Rockford, IL 61108March 23, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6424 W Lake Street, Minneapolis, MN 55426Office #2: 4615 E State St, Suite 200, Rockford, IL 61108March 23, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
March 12, 2021 - March 23, 2023
REGAL INVESTMENT ADVISORS LLC
March 12, 2021 - March 23, 2023
REGULUS FINANCIAL GROUP, LLC
May 9, 2018 - February 18, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2018 - February 18, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 2013 - January 29, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
March 19, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 19, 2004 - January 29, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
September 27, 2000 - February 10, 2004
SUNAMERICA SECURITIES, INC.
June 25, 1997 - August 8, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 1996 - February 4, 1997
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2023)
(5/3/2023)
(3/23/2023)
(5/3/2023)
(3/23/2023)
(3/23/2023)
(6/29/2023)
(3/23/2023)
(6/29/2023)
(5/3/2023)
(4/27/2023)
(5/3/2023)
(6/30/2025)
(3/23/2023)
Exams
Series 6TO
Date: 3/23/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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