Robert M. Wicker
Professional summary
Robert Milton Wicker, who also goes by Robert Milton Wicker II, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Milton Wicker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2015 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759September 20, 2012 - July 15, 2013
GREAT POINT CAPITAL LLC
February 25, 2009 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
May 16, 2005 - December 20, 2007
PENSON FINANCIAL SERVICES, INC.
October 27, 2003 - January 25, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
July 17, 2000 - March 11, 2003
TRADECAST SECURITIES, LTD.
September 29, 1998 - June 29, 1999
SUMMIT TRADING, INC.
April 22, 1997 - October 7, 1998
BLOCK TRADING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/28/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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