Queena C. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Queena Chikan Lee, who also goes by Queen Chi Kan Lee, was a registered financial professional .
Queena is a previously registered financial professional and started their career in finance in 1996. Queena had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2016 - February 27, 2017
LION STREET FINANCIAL, LLC
September 11, 2012 - October 2, 2014
M HOLDINGS SECURITIES, INC.
July 18, 2003 - November 25, 2011
JOHN HANCOCK DISTRIBUTORS LLC
January 2, 2003 - May 15, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
August 2, 2000 - January 10, 2001
PRUCO SECURITIES, LLC.
June 22, 2000 - July 17, 2000
EQUITABLE DISTRIBUTORS, LLC
November 21, 1996 - June 22, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
