Bradley M. Winter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley M Winter, who also goes by Bradley Winter, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1996. Bradley had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2013 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
January 3, 2012 - June 21, 2012
T3 TRADING GROUP, LLC
April 19, 2011 - September 26, 2011
DIMENSION TRADING GROUP, LLC
February 1, 2010 - August 18, 2010
KOYOTE TRADING LLC
July 26, 2007 - July 16, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
May 18, 2006 - March 14, 2007
DIMENSION BROKERAGE, LLC
November 21, 2005 - March 29, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
February 27, 2004 - October 1, 2004
TRILLIUM BROKERAGE SERVICES, LLC
August 16, 2002 - December 17, 2003
SCHONFELD SECURITIES, LLC
August 5, 2002 - September 11, 2002
RUMSON CAPITAL, LLC
June 13, 2000 - September 28, 2000
CARLIN EQUITIES, LLC
May 14, 1996 - July 24, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 14, 1996 - July 24, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/27/2002
Limited Representative-Equity Trader ExamCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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