Brian C. Deluca
Professional summary
Brian Christopher Deluca, who also goes by Brian Deluca, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Schaumburg, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Christopher Deluca's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 60172February 19, 2014 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 60173March 22, 2012 - February 27, 2014
BROOKSTONE CAPITAL MANAGEMENT LLC
January 6, 2012 - February 24, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - February 24, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 19, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
January 17, 1997 - April 12, 2002
WMA SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2014)
(2/19/2014)
Exams
Series 62
Date: 3/11/2015
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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