Jeffrey Mark Hancock
Professional Summary
Jeffrey Mark Hancock, who also goes by Mark Jeffrey Hancock, is a registered financial advisor currently at DISTRIBUTION SERVICES, LLC located in Santa Monica, California. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Jeffrey Hancock
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Current Firm
DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC
Contact Information
Main Address
190 Middle Street Suite 301, Portland, ME 04101Mailing Address
190 Middle Street Suite 301, Portland, ME 04101Phone Number
(866) 251-6920Established
Wisconsin since 09/27/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | — |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
State Registrations and Notice Filings
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
(7/21/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2015About the Series 6 examSRO Registrations
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Mark Hancock's CRS (Customer Relationship Summary).
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC