Damion L. Smith
Professional summary
Damion Lenell Smith, who also goes by Damion L Smith, is a registered financial advisor currently at GREAT GABLE WEALTH MANAGEMENT, LLC located in Beverly Hills, California.
Damion is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Damion has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Damion Lenell Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2020 - Present
GREAT GABLE WEALTH MANAGEMENT, LLC
Office #1: 315 S. Beverly Dr Suite 406, Beverly Hills, CA 90212March 13, 2019 - May 5, 2020
GREAT GABLE WEALTH MANAGEMENT, LLC
January 25, 2013 - February 11, 2019
MORGAN STANLEY
January 25, 2013 - February 11, 2019
MORGAN STANLEY
January 7, 1997 - February 4, 2013
UBS FINANCIAL SERVICES INC.
January 7, 1997 - February 4, 2013
UBS FINANCIAL SERVICES INC.
July 17, 1996 - January 10, 1997
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
GREAT GABLE WEALTH MANAGEMENT, LLC
CRD#: 297501 / SEC#: 801-120416
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/4/2020)
Exams
Current Firm
GREAT GABLE WEALTH MANAGEMENT, LLC
CRD#: 297501 / SEC#: 801-120416
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 189,708,295 |
Red Flags
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