David M. Jullie

OSAIC WEALTH

South Miami, FL 33143

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CRD#: 2742699

Professional summary

David Michael Jullie, who also goes by David M Jullie, is a registered financial advisor currently at OSAIC WEALTH, INC. located in South Miami, Florida.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Jullie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INS AGENT, TERM LIFE INS SALES. FIXED SALES. 7721 SW 62ND AVE, S-201, S. MIAMI, FL, INV-REL; YES. AGENT. 1997-PRESENT. 2 HRS/MTH. NONE DURING TRADING HRS. DUTIES: SALES AGENT. CLIENTS NEED LIFE INS, DOES NOT WANT VARIABLE UNIVERSAL LIFE... 2) JULLIE & ASSOCIATES, PA. (DBA), 7721 SW 62ND AVE., STE 201, S. MIAMI FL. INV-RELATED; YES. AGENT. IAR OF ISI, 3/04. 40 HRS/MTH. MEET CLIENTS, SALES OF SECURITIES & FIXED INS PRODUCTS, FINANCIAL PLANNING 3) DAVID M. JULLIE, P.A., SOUTH MIAMI, FL, OWNER/S CORP, USED FOR COMMISSIONS FOR FIXED PRODUCTS AND BUSINESS/ACCOUNTING PURPOSES, NO MARKETING OF THIS NAME, START 12/03, NOT INV-REL, 0 HRS 4) OWNER OF RENTAL PROPERTY, WITTMAN, MD, NOT INV-REL, START 10/2013, 0 HRS 5) Athletic referee/official/judge/coach/staff, Cutler Bay Sports Association, Coaching softball/travel teams,Manager of association and coaching,Jan 1, 2017, Approx 20 hours per month, 0 trading hours. 6) FIXED INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/15/1997 ADDRESS: 7721 SW 62 Avenue, Suite 201, S Miami FL 33143, United States DESCRIPTION: Sales & service of fixed insurance products. 7) DAVID M. JULLIE, P.A. POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2003 ADDRESS: 7721 SW 62nd Avenue, Suite 201, South Miami FL 33143, United States DESCRIPTION: This entity is for tax & accounting purposes. All income from insurance and securities is deposited to this entity and business expenses are paid out from it. 8) JULLIE & ASSOCIATES, P.A. POSITION: Owner NATURE: dba name under which I conductsecurities & insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/15/2004 ADDRESS: 7721 SW 62nd Avenue, Suite 201, South Miami FL 33143, United States DESCRIPTION: Sales & service of securities & variable insurance for clients and investment advisory business. 9) OFFICE VILLAGE CONDO & OFFICE VILLAGE CONDO II POSITION: Vice President NATURE: Associations for the ownership of the commercial property units in the buildings. Second location(Office Village Condo II)at 7325 SW 63rd Avenue, South Miami FL 33143. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2016 ADDRESS: 7721 SW 62nd Avenue, Suite 201, South Miami FL 33143, United States DESCRIPTION: Vice President of association that manages two commercial properties. I am not responsible for administration of funds in any manner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Jullie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David Michael Jullie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 7721 Sw 62nd Avenue Suite 201, South Miami, FL 33143

RIA

CRD#: 23131

South Miami, FL

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 7721 Sw 62nd Avenue Suite 201, South Miami, FL 33143

RIA

CRD#: 23131

South Miami, FL

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SOUTH MIAMI, FL

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

SOUTH MIAMI, FL

Past

August 29, 1996 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SOUTH MIAMI, FL

Past

August 23, 1996 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SOUTH MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/20/2020)

Arizona
(1/2/2025)

Arkansas
(12/9/2020)

California
(11/2/2018)

Colorado
(11/2/2018)

Florida
(11/2/2018)

IAR

Florida
(11/2/2018)

Georgia
(11/2/2018)

IAR

Georgia
(9/30/2020)

Idaho
(11/19/2020)

Illinois
(11/2/2018)

Kansas
(7/1/2021)

Maryland
(6/27/2019)

Michigan
(6/7/2024)

Minnesota
(11/2/2018)

Mississippi
(1/6/2021)

Missouri
(11/24/2020)

Nevada
(2/7/2022)

New Jersey
(11/2/2018)

New Mexico
(11/2/2018)

New York
(11/2/2018)

North Carolina
(6/12/2019)

Ohio
(1/6/2021)

Pennsylvania
(1/6/2021)

South Carolina
(11/2/2018)

Tennessee
(11/2/2018)

Texas
(11/2/2018)

IAR

Texas
(7/31/2019)

Virginia
(11/2/2018)

Washington
(11/2/2018)

Wyoming
(2/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/5/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/31/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Jullie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Jullie's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view David Michael Jullie's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2006

Series 65

Date: 5/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2000

Series 6

Date: 8/22/1996

Series 24

Date: 11/20/2003

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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