Lori L. Radtke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Lynn Radtke, who also goes by Lori Lynn Franklin, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1996. Lori had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2018 - December 31, 2023
FRANKLIN BRIGHT WEALTH ADVISORS LLC
November 7, 2011 - August 28, 2018
MORGAN STANLEY
November 7, 2011 - August 28, 2018
MORGAN STANLEY
October 23, 2009 - November 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 28, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 14, 2000 - August 19, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - August 3, 2006
WELLS FARGO INVESTMENTS, LLC
March 22, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
March 21, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 12, 1999 - March 31, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 24, 1996 - July 12, 1999
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN BRIGHT WEALTH ADVISORS LLC
CRD#: 297758 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 14,462,700 |
Red Flags
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