Albert J. Leonard
Professional summary
Albert John Leonard III, who also goes by Albert John III Leonard, is a registered financial advisor currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1996. Albert has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert John Leonard III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172June 3, 2008 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
June 4, 2007 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
June 8, 2005 - May 16, 2007
QUASAR DISTRIBUTORS, LLC
December 21, 1999 - January 21, 2005
ALLIANZ LIFE FINANCIAL SERVICES, LLC
November 24, 1999 - December 17, 1999
COREBRIDGE CAPITAL SERVICES, INC.
May 16, 1996 - March 24, 1997
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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