Anthony R. Desimone
Professional summary
Anthony Raymond Desimone, who also goes by Anthony Desimone, is a registered financial professional currently at IMC EXECUTION SERVICES located in New York City, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 5 firms and has passed the Series 63, Series 3, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Raymond Desimone's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2023 - Present
IMC EXECUTION SERVICES
Office #1: 100 Park Ave Suite 3215, New York City, NY 10017March 8, 2021 - May 18, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 29, 2014 - November 5, 2020
WELLS FARGO SECURITIES, LLC
September 18, 2007 - October 4, 2014
MORGAN STANLEY & CO. LLC
May 1, 2001 - September 14, 2007
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/19/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
IMC EXECUTION SERVICES
CRD#: 301273 / SEC#: , 8-70343
Contact information
Documents
Red Flags
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