Gary Mobley
Professional summary
Gary Mobley, who also goes by Gary Wade Mobley, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2003. Gary has worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, Series 22TO, Series 82TO, Series 99TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Mobley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155September 30, 2024 - June 15, 2026
LOOP CAPITAL MARKETS LLC
March 26, 2019 - October 4, 2024
WELLS FARGO SECURITIES, LLC
January 28, 2010 - May 7, 2019
THE BENCHMARK COMPANY, LLC
March 6, 2009 - January 22, 2010
NOBLE CAPITAL MARKETS, INC.
December 4, 2007 - December 19, 2008
PIPER SANDLER & CO.
August 19, 2005 - December 3, 2007
A. G. EDWARDS & SONS, INC.
April 11, 2003 - August 25, 2005
B. RILEY & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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