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Gary Mobley

STONEX FINANCIAL
WAYNE, PA
·CRD# 2741558·30 years experience

Professional Summary

Gary Mobley, who also goes by Gary Wade Mobley, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Wayne, Pennsylvania. Gary is registered as a RR (Registered Representative) and started their career in finance in 2003. Gary has worked at 8 firms and has passed the Series 63, Series 65, Series 52TO, Series 22TO, Series 82TO, Series 99TO, SIE, Series 87, Series 86 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Wade Mobley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
Wayne, PA
September 1, 2026 - Present
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
New York, NY
June 16, 2026 - September 1, 2026
LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Chicago, IL
September 30, 2024 - June 15, 2026
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
St. Louis, MO
March 26, 2019 - October 4, 2024
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
St Louis, MO
January 28, 2010 - May 7, 2019
NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
St Louis, MO
March 6, 2009 - January 22, 2010
PIPER SANDLER & CO.·CRD# 665
BD
Clayton, MO
December 4, 2007 - December 19, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
August 19, 2005 - December 3, 2007
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
April 11, 2003 - August 25, 2005

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Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, PRESIDENT4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event

76

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Missouri
(9/1/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2003About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1996About the Series 65 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Mar 2005About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Nov 2004About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Mobley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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