Keith A. Sultemeier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Allen Sultemeier, who also goes by Keith Allen Sultemeir, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1996. Keith had worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2015 - February 21, 2024
KINECTA FINANCIAL & INSURANCE SERVICES
November 27, 2012 - December 16, 2013
KINECTA FINANCIAL & INSURANCE SERVICES
June 27, 2012 - September 18, 2013
LPL FINANCIAL LLC
June 26, 2012 - September 18, 2013
LPL FINANCIAL LLC
August 16, 2005 - April 20, 2012
CETERA INVESTMENT SERVICES LLC
August 16, 2005 - April 20, 2012
CETERA INVESTMENT SERVICES LLC
August 26, 2002 - October 21, 2005
SECURITY SERVICE CUSO, L.L.C.
October 15, 2001 - August 17, 2005
FISERV INVESTOR SERVICES, INC.
October 31, 2000 - October 15, 2001
CETERA WEALTH SERVICES, LLC
June 20, 2000 - August 31, 2000
TOUCHTRADE.COM, INC.
May 23, 1997 - January 19, 1999
TRADESCAPE SECURITIES, LLC
September 16, 1996 - January 19, 1999
LIGHTSPEED PROFESSIONAL TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
KINECTA FINANCIAL & INSURANCE SERVICES
CRD#: 136597 / SEC#: , 8-67028
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINECTA FINANCIAL MANAGEMENT CO, LLC | OWNER | |
| ELIA, GREGORY BAUDENBACH | CFO/FINOP/CEO/CCO/AMLCO | 5586060 |
Red Flags
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