Ellen G. Alboum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Gloria Alboum was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1999. Ellen had worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2014 - October 28, 2016
HT CAPITAL SECURITIES, LLC
March 9, 2001 - May 2, 2001
FULCRUM GLOBAL PARTNERS LLC
February 7, 2001 - March 18, 2013
AFFINITY INVESTMENT SERVICES, LLC
September 28, 2000 - April 1, 2002
FINE EQUITIES, INC.
August 13, 1999 - November 17, 2000
HUDSON SLOANE & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
HT CAPITAL SECURITIES, LLC
CRD#: 149673 / SEC#: , 8-68181
Contact information
Documents
Red Flags
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