Rory T. Keenan

CONFIGURE PARTNERS SECURITIES

New York, NY 10017

Some features on this profile are disabled

CRD#: 2740153

Professional summary

Rory Thomas Keenan, who also goes by Rory Thomas Keenan, Rory T Keenan, Keenan Thomas Rory Thomas, is a registered financial professional currently at CONFIGURE PARTNERS SECURITIES, LLC located in New York, New York.

Rory is registered as a RR (Registered Representative) and started their career in finance in 1996. Rory has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rory Thomas Keenan | Rory T Keenan | Keenan Thomas Rory Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rory Thomas Keenan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2023 - Present

CONFIGURE PARTNERS SECURITIES, LLC

Office #1: 575 5th Avenue 17th Floor, New York, NY 10017

CRD#: 165594

New York, NY

Past

February 1, 2019 - June 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NEW YORK, NY

Past

August 3, 2009 - December 7, 2018

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

March 30, 2007 - December 23, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

February 27, 2006 - March 9, 2007

KNIGHT LIBERTAS LLC

CRD#: 124790

GREENWICH, CT

Past

May 7, 2001 - February 7, 2005

SOLOMON PARTNERS SECURITIES, LLC

CRD#: 28041

NEW YORK, NY

Past

November 7, 1996 - March 12, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/21/2025)

Connecticut
(2/21/2025)

Florida
(2/21/2025)

Georgia
(1/18/2024)

Illinois
(2/21/2025)

Massachusetts
(2/21/2025)

New York
(5/11/2023)

Pennsylvania
(2/21/2025)

Tennessee
(2/21/2025)

Texas
(2/21/2025)

Exams

State Security Law Exam

Series 63

Date: 1/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 10/6/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 5/16/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 11/6/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CONFIGURE PARTNERS SECURITIES, LLC

CONFIGURE PARTNERS SECURITIES, LLC | GLASSRATNER SECURITIES, LLC

CRD#: 165594 / SEC#: , 8-69172

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3344 Peachtree Road Ne Suite 1500, Atlanta, GA 30326

Mailing Address

3344 Peachtree Road Ne Suite 1500, Atlanta, GA 30326

Phone number

(404) 536-0690

Established

Georgia since 08/16/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONFIGURE PARTNERS HOLDINGS, LLC	SOLE MEMBER
FAVARO, VINCENT WILLIAM	CCO	4163532
HOPKINS, THOMAS JOHN	FINOP, PFO, POO	1835087
JACQUIN, JAY CHRISTOPHER	EXECUTIVE REP., INVESTMENT BANKING AND PRIVATE SECURITIES OFFERINGS PRINCIPAL	5155292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rory T. Keenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rory Thomas Keenan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

JEFFERIES LLC

UBS SECURITIES LLC

KNIGHT LIBERTAS LLC

SOLOMON PARTNERS SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/1997

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 10/6/2006

Series 86

Date: 5/16/2006

Series 7

Date: 11/6/1996

FINRA

Current Firm

CONFIGURE PARTNERS SECURITIES, LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CONFIGURE PARTNERS SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors