Carlos L. Villamizar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Leopoldo Villamizar, who also goes by Carlos VIllamizar, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 1996. Carlos had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2023 - March 17, 2025
GAMMA ASSET MANAGEMENT LLC
January 17, 2023 - March 17, 2025
GAMMA SECURITIES, LLC
March 14, 2008 - November 11, 2021
BRADESCO GLOBAL ADVISORS
June 19, 1997 - November 11, 2021
BRADESCO INVESTMENTS INC.
June 11, 1996 - June 23, 1997
FIRST EQUITY CORPORATION OF FLORIDA
May 9, 1996 - June 11, 1996
GRUNTAL & CO., L.L.C.
Primary Firm SEC Registration
GAMMA ASSET MANAGEMENT LLC
CRD#: 300050 / SEC#: 801-129754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GAMMA ASSET MANAGEMENT LLC
CRD#: 300050 / SEC#: 801-129754
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 269,236,959 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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