Nathalie M. Ferrato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathalie Marieclaire Ferrato, who also goes by Nathalie Marie Latendresse, Nathalie Marieclaire Latendresse, Nathalie Latendresse, was a registered financial professional .
Nathalie is a previously registered financial professional and started their career in finance in 1996. Nathalie had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2007 - December 31, 2012
QUEST CAPITAL STRATEGIES, INC.
May 19, 2004 - August 14, 2007
WALL STREET FINANCIAL GROUP, INC.
October 23, 1997 - May 20, 2004
PFS INVESTMENTS INC.
May 14, 1996 - September 5, 1997
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
