James W. Tar
Professional summary
James Walter Tar, who also goes by James W Tar, is a registered financial professional currently at TRIPLE A PARTNERS LLC located in Venice, California.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Walter Tar's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2025 - Present
TRIPLE A PARTNERS LLC
Office #1: 2916 1/2 Grand Canal, Venice, CA 90291March 18, 2021 - December 8, 2023
TRIPLE A PARTNERS LLC
December 10, 2019 - March 16, 2021
SAN BLAS SECURITIES LLC
June 8, 2012 - October 18, 2019
TRIPLE A PARTNERS LLC
January 5, 2009 - January 27, 2011
SHORELINE TRADING GROUP LLC
December 7, 2006 - November 18, 2008
ZEALOUS CAPITAL MARKETS, LLC.
April 2, 2002 - December 8, 2006
MAGNA
October 21, 1997 - September 6, 2001
LAIDLAW GLOBAL SECURITIES, INC.
September 24, 1996 - February 27, 1997
ALEXANDER, WESCOTT, & CO., INC.
May 16, 1996 - October 3, 1996
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/12/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRIPLE A PARTNERS LLC
CRD#: 142790 / SEC#: , 8-67485
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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