Theodore J. Wolfstich

WOLFSTICH CAPITAL

Medfield, MA 02052

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CRD#: 2739474

Professional summary

Theodore John Wolfstich, CFP®, who also goes by Ted Wolfstich, Tj Wolfstich, is a registered financial advisor currently at WOLFSTICH CAPITAL, LLC located in Medfield, Massachusetts.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Theodore has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Wolfstich | Tj Wolfstich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: MEDFIELD LIONS CLUB; ADDRESS OF OBA: MEDFIELD MA 02052; NATURE: CHARITABLE ORGANIZATION; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: BOARD MEMBER; DUTIES: BOARD MEMBER OF CHARITABLE ORGANIZATION; START DATE: 07/01/2023; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore John Wolfstich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

January 2, 2008 - Present

WOLFSTICH CAPITAL, LLC

Office #1: 445 Main Street Suite 303, Medfield, MA 02052

RIA

CRD#: 146026

Medfield, MA

Past

October 5, 2005 - July 18, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BURLINGTON, MA

Past

April 9, 2004 - July 18, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BURLINGTON, MA

Past

November 13, 1997 - August 7, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

May 21, 1996 - October 30, 1997

GIT INVESTMENT SERVICES, INC.

CRD#: 13818

LEESBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOLFSTICH CAPITAL, LLC

WOLFSTICH CAPITAL MANAGEMENT | WOLFSTICH CAPITAL, LLC | WOLFSTICH CAPITAL MANAGEMENT, LLC

CRD#: 146026 / SEC#: 801-121875

RIA

Registered Investment Advisory firm - (8/5/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (8/6/2021 Terminated)

New York

Registered Investment Advisory firm - (8/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/2/2008)

IAR

Texas
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/13/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/14/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/1/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

WOLFSTICH CAPITAL, LLC

WOLFSTICH CAPITAL MANAGEMENT | WOLFSTICH CAPITAL, LLC | WOLFSTICH CAPITAL MANAGEMENT, LLC

CRD#: 146026 / SEC#: 801-121875

RIA

Registered Investment Advisory firm - (8/5/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (8/6/2021 Terminated)

New York

Registered Investment Advisory firm - (8/6/2021 Terminated)

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Contact information

Main Address

445 Main Street Suite 303, Medfield, MA 02052

Mailing Address

Phone number

(781) 475-6157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (6/10/2025)

Regulatory assets under management

Total Number of Accounts	253
AUM (Assets Under Management)	$ 148,881,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore J. Wolfstich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore John Wolfstich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

GIT INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

WOLFSTICH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2001

Series 63

Date: 6/5/1996

Series 7

Date: 9/9/1996

Series 6

Date: 5/13/1996

Series 10

Date: 12/14/1999

Series 9

Date: 11/1/1999

Current Firm

WOLFSTICH CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOLFSTICH CAPITAL, LLC

TRUST BUT VERIFY

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