Theodore John Wolfstich
CFP®Professional Summary
Theodore John Wolfstich, CFP®, who also goes by Ted Wolfstich, Tj Wolfstich, is a registered financial advisor currently at WOLFSTICH CAPITAL, LLC located in Medfield, Massachusetts. Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Theodore has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Wolfstich, Tj Wolfstich
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Current Firm
WOLFSTICH CAPITAL MANAGEMENT | WOLFSTICH CAPITAL, LLC | WOLFSTICH CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
445 Main Street Suite 303, Medfield, MA 02052Phone Number
(781) 475-6157# of Employees
1SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
273AUM (Assets Under Management)
$162,101,000Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
WOLFSTICH CAPITAL MANAGEMENT | WOLFSTICH CAPITAL, LLC | WOLFSTICH CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(1/2/2008)
(10/31/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1996About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 1999About the Series 9 examSimilar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Theodore John Wolfstich's CRS (Customer Relationship Summary).
Similar Advisors
EDWARD JONES
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
