Jeffrey D. Link

GUARDIAN WEALTH ADVISORS

RALEIEGH, NC 27605

Some features on this profile are disabled

CRD#: 2739333

Professional summary

Jeffrey David Link is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Raleiegh, North Carolina.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jeffrey has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Protecting the Pig (book); Yes; N/A; Publishing a book with the hopes to attract new prospective clients and speaking opportunities.; Author; 08/01/2020; 1 hour weekly; Unknown.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Link's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2020 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 1122 Oberlin Rd Suite 210, Raleiegh, NC 27605

RIA

CRD#: 305412

RALEIEGH, NC

Past

February 8, 2019 - June 1, 2020

APTUS CAPITAL ADVISORS, LLC

RIA

CRD#: 167626

RALEIGH, NC

Past

December 2, 2015 - February 7, 2019

GORDON ASSET MANAGEMENT, LLC

RIA

CRD#: 118471

RALEIGH, NC

Past

February 16, 2010 - December 2, 2015

GUARDIAN CAPITAL ADVISORS, LLC

RIA

CRD#: 150636

RALEIGH, NC

Past

February 12, 2010 - December 24, 2015

TRIAD ADVISORS LLC

CRD#: 25803

RALEIGH, NC

Past

October 22, 2004 - February 16, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

RALEIGH, NC

Past

October 22, 2004 - February 16, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

RALEIGH, NC

Past

January 2, 2004 - November 1, 2004

POWELLJOHNSON

RIA

CRD#: 122956

RALEIGH, NC

Past

January 2, 2004 - November 1, 2004

POWELLJOHNSON

CRD#: 122956

NASHVILLE, TN

Past

December 31, 2001 - January 13, 2004

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

RALEIGH, NC

Past

December 2, 1997 - January 13, 2004

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 10, 1996 - November 24, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/9/1996

General Securities Representative Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Daniel Braddock

ALMEGA WEALTH MANAGEMENT

IAR

Raliegh, NC

Laird Hepburn

BSG ADVISERS

IAR

Apex, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey D. Link

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Link's CRS (Customer Relationship Summary).

Certified licenses

Experience

APTUS CAPITAL ADVISORS, LLC

GORDON ASSET MANAGEMENT, LLC

GUARDIAN CAPITAL ADVISORS, LLC

TRIAD ADVISORS LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

POWELLJOHNSON

POWELLJOHNSON

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1996

Series 63

Date: 6/10/1996

SIE

Date: 12/24/2015

Series 31

Date: 11/30/2006

Series 7

Date: 7/9/1996

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors