DT
Dusharme L. Thomas
STRATEGIC ADVISERS LLC
SACRAMENTO, CA
Some features on this profile are disabled
CRD#: 2739287
DT
Professional summary
Dusharme L. Thomas, who also goes by Dusharme Lorine Thomas, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sacramento, California and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Dusharme is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Dusharme has worked at 12 firms and has passed the Series 63, Series 65, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dusharme Lorine Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-106573|OrgNmn:Sacramento Area Black Caucus|Org Addr:Sacramento,California,US|OBA Nature:Formerly hosted community educ|Invst Rel:N|Title:Officer|Duties:Treasurer: close down the organization.|StrtDt:02-20-25|TotHrs/mon:5|TrdHrs/mon:0|OBA-112016|OrgNmn:CHUMS, INCORPORATED|Org Addr:ELK GROVE,California,US|OBA Nature:WOMEN'S SOCIAL GROUP FOR CHILD|Invst Rel:N|Title:FINANCIAL SECRETARY|Duties:RECORD RECEIVED DUES AND DONATIONS|StrtDt:09-22-24|TotHrs/mon:2|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Dusharme L. Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SACRAMENTO, CA
Current
February 22, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
April 12, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SACRAMENTO, CA
Past
August 26, 2021 - December 17, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ROSEVILLE, CA
Past
March 4, 2020 - December 17, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ROSEVILLE, CA
Past
May 5, 2016 - November 28, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Sacramento, CA
Past
May 4, 2016 - November 28, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Sacramento, CA
Past
July 23, 2012 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SACRAMENTO, CA
Past
July 23, 2012 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SACRAMENTO, CA
Past
September 27, 2005 - April 27, 2012
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
SACRAMENTO, CA
Past
September 27, 2005 - April 27, 2012
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
SACRAMENTO, CA
Past
June 1, 2005 - September 16, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
GOLD RIVER, CA
Past
June 1, 2005 - September 16, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
May 4, 2004 - June 1, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
GOLD RIVER, CA
Past
April 12, 2004 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
March 11, 2003 - April 7, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SACRAMENTO, CA
Past
August 27, 1998 - April 7, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
September 22, 1997 - March 26, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 22, 1997 - March 26, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 11, 1996 - March 27, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/1/2022)
RR
Alaska(2/23/2022)
RR
Arizona(3/4/2022)
RR
Arkansas(2/24/2022)
RR
California(2/23/2022)
IAR
California(3/31/2025)
RR
Colorado(2/23/2022)
RR
Connecticut(2/22/2022)
RR
Delaware(2/24/2022)
RR
District of Columbia(2/25/2022)
RR
Florida(2/23/2022)
RR
Georgia(2/24/2022)
RR
Hawaii(2/23/2022)
RR
Idaho(2/22/2022)
RR
Illinois(2/24/2022)
RR
Indiana(2/23/2022)
RR
Iowa(2/23/2022)
RR
Kansas(2/22/2022)
RR
Kentucky(2/24/2022)
RR
Louisiana(2/23/2022)
RR
Maine(2/22/2022)
RR
Maryland(2/23/2022)
RR
Massachusetts(2/23/2022)
RR
Michigan(2/25/2022)
RR
Minnesota(2/23/2022)
RR
Mississippi(2/24/2022)
RR
Missouri(2/23/2022)
RR
Montana(2/22/2022)
RR
Nebraska(3/28/2022)
RR
Nevada(3/10/2022)
RR
New Hampshire(5/16/2022)
RR
New Jersey(3/25/2022)
RR
New Mexico(2/23/2022)
RR
New York(3/27/2022)
RR
North Carolina(2/23/2022)
RR
North Dakota(2/28/2022)
RR
Ohio(2/22/2022)
RR
Oklahoma(2/28/2022)
RR
Oregon(2/22/2022)
RR
Pennsylvania(2/23/2022)
RR
Puerto Rico(2/25/2022)
RR
Rhode Island(3/1/2022)
RR
South Carolina(2/28/2022)
RR
South Dakota(3/3/2022)
RR
Tennessee(2/24/2022)
RR
Texas(2/25/2022)
IAR
Texas(3/31/2025)
RR
Utah(2/22/2022)
RR
Vermont(2/23/2022)
RR
Virgin Islands(3/3/2022)
RR
Virginia(4/4/2022)
RR
Washington(2/23/2022)
RR
West Virginia(2/28/2022)
RR
Wisconsin(2/24/2022)
RR
Wyoming(2/22/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
